ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
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01/07/2015 | 2015/1014 | Draft RTS on prospectus related issues under the Omnibus II Directive | Corporate Disclosure | Technical Standards | PDF 949.89 KB |
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28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
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08/10/2015 | 2015/MB/49 | Summary of Conclusion 23 June 2015 meeting of the Management Board | Management Board | Summary of Conclusions | PDF 153.07 KB |
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30/11/2015 | 2015/MB/60rev | SoC Management Board 23 September 2015 | Management Board | Summary of Conclusions | PDF 64.17 KB |
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16/12/2015 | 2015/MB/69 | SoC 4 November meeting of the Management Board | Management Board | Summary of Conclusions | PDF 63.93 KB |
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29/01/2016 | 2016/MB/3rev1 | SoC Management Board December 2015 | Management Board | Summary of Conclusions | PDF 159.29 KB |
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05/04/2016 | 2016/MB/18rev1 | Summary of conclusions MB meeting 26/01/2016 | Management Board | Summary of Conclusions | PDF 207.02 KB |
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26/05/2016 | 2016/MB/35rev1 | Summary of conclusions MB meeting 22/03/2016 | Management Board | Summary of Conclusions | PDF 147.69 KB |
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01/10/2016 | MB/2016/56rev1 | Summary of Conclusions Management Board Meeting 24/05/2016 | Management Board | Summary of Conclusions | PDF 230.75 KB |
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10/11/2016 | 2016/MB/80rev1 | Summary of Conclusions Management Board meeting 27/09/2016 | Management Board | Summary of Conclusions | PDF 328.13 KB |
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16/12/2016 | 2016/MB/90rev1 | Summary of Conclusions Management Board meeting 08/11/2016 | Management Board | Summary of Conclusions | PDF 229.26 KB |
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30/03/2017 | ESMA22-247440098-111 | Summary of Conclusions Management Board meeting 25/01/2017 | Management Board | Summary of Conclusions | PDF 201.02 KB |
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07/06/2017 | ESMA22-106-211 | Summary of Conclusions Management Board meeting 28/03/2017 | Management Board | Summary of Conclusions | PDF 189.59 KB |
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06/07/2017 | ESMA22-106-250 | Summary of Conclusions Management Board meeting 22 May 2017 | Management Board | Summary of Conclusions | PDF 196.83 KB |
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28/09/2017 | ESMA22-106-309 | Summary of Conclusions Management Board meeting 5 July 2017 | Management Board | Summary of Conclusions | PDF 182.33 KB |
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08/11/2017 | ESMA22-106-430 | Summary of Conclusions Management Board meeting 26 September 2017 | Management Board | Summary of Conclusions | PDF 270.26 KB |
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13/12/2017 | ESMA22-106-467 | Summary of Conclusions Management Board meeting 6 November 2017 | Management Board | Summary of Conclusions | PDF 174.94 KB |