ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
75
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Prospectus filter Prospectus
- (-) Remove Management Board filter Management Board
- Post Trading (47) Apply Post Trading filter
- MiFID - Secondary Markets (37) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (36) Apply Corporate Disclosure filter
- MiFID - Investor Protection (35) Apply MiFID - Investor Protection filter
- Fund Management (32) Apply Fund Management filter
- Brexit (31) Apply Brexit filter
- Credit Rating Agencies (22) Apply Credit Rating Agencies filter
- Press Releases (22) Apply Press Releases filter
- Board of Supervisors (20) Apply Board of Supervisors filter
- Corporate Information (19) Apply Corporate Information filter
- COVID-19 (18) Apply COVID-19 filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Joint Committee (18) Apply Joint Committee filter
- Market Integrity (16) Apply Market Integrity filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- CCP Directorate (7) Apply CCP Directorate filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Trade Repositories (7) Apply Trade Repositories filter
- CESR Archive (6) Apply CESR Archive filter
- Market Abuse (6) Apply Market Abuse filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- Short Selling (6) Apply Short Selling filter
- Sustainable finance (5) Apply Sustainable finance filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- IAS Regulation (4) Apply IAS Regulation filter
- Speeches (4) Apply Speeches filter
- Transparency (4) Apply Transparency filter
- Market data (3) Apply Market data filter
- Trading (3) Apply Trading filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Audit (1) Apply Audit filter
- International cooperation (1) Apply International cooperation filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
- Securitisation (1) Apply Securitisation filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Statement filter Statement
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (562) Apply Guidelines & Recommendations filter
- Reference (116) Apply Reference filter
- Press Release (57) Apply Press Release filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Final Report (39) Apply Final Report filter
- Consultation Paper (29) Apply Consultation Paper filter
- Report (29) Apply Report filter
- Speech (28) Apply Speech filter
- Letter (17) Apply Letter filter
- Decision (12) Apply Decision filter
- Opinion (8) Apply Opinion filter
- Annual Report (5) Apply Annual Report filter
- Q&A (5) Apply Q&A filter
- Technical Advice (5) Apply Technical Advice filter
- CESR Document (2) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Technical Standards X Compliance table X Statement X Management Board X Prospectus X Benchmarks X Innovation and Products X Guidelines and Technical standards X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/08/2022 | ESMA35-43-3339 | Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms | Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 174.28 KB |
||||
| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
||||
| 19/07/2022 | ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 320.25 KB |
||||
| 08/07/2022 | ESMA32-384-5422 | Public Statement_ Prospectus supervision in the context of EU sanctions connected to RU’s invasion of UA | Prospectus | Statement | PDF 241.41 KB |
||||
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
||||
| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
||||
| 28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
||||
| 27/01/2022 | JC 2022 02 | ESAs welcome ESRB Recommendation on a pan-European systemic cyber incident coordination framework for relevant authorities | Innovation and Products, Joint Committee | Statement | PDF 244.55 KB |
||||
| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 17/12/2021 | ESMA81-459-36 | Statement on Preparedness for the Cessation of EUR, GBP, CHF and JPY LIBORs and EONIA, and ceasing use of USD LIBOR in new contracts, at the end of 2021 | Benchmarks | Statement | PDF 169 KB |