ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Technical Standards X Reference X Supervisory convergence X Guidelines and Technical standards X Crowdfunding X Prospectus X Securities Financing Transactions X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 25/11/2013 | 2013/1709 | Review Panel Methodology | Supervisory convergence | Reference | PDF 98.29 KB |
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| 20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
| 29/11/2013 | 2013/998 DA | Retningslinjer for modellen til aftalememorandum om høring, samarbejde og informationsudveksling vedrørende tilsyn med AIFMD-enheder | Fund Management, Guidelines and Technical standards | Reference | PDF 241.03 KB |
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| 29/11/2013 | 2013/998 SL | Smernice o vzorcu memoranduma glede posvetovanja, sodelovanja in izmenjave informacij v zvezi z nadzorom subjektov iz direktive UAIS | Fund Management, Guidelines and Technical standards | Reference | PDF 246.77 KB |
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| 08/08/2014 | 2014/869 ES | Directrices sobre las obligaciones de información de los artículos 3(3)(d) y 24(1), (2y (4) de la DGFIA | Guidelines and Technical standards | Reference | PDF 727.22 KB |
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| 08/08/2014 | 2014/869 nl | Richtsnoeren voor rapportageverplichtingen uit hoofde van artikel 3, lid 3, onder d), en artikel 24, leden 1, 2 en 4, van de AIFMD | Guidelines and Technical standards | Reference | PDF 740.75 KB |
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| 30/09/2016 | 2016/1409 | SFTR Tables | Post Trading, Securities Financing Transactions | Reference | XLSX 45.84 KB |
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| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
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| 11/02/2016 | 2016/214 | ToR OWG Prospectus | Prospectus | Reference | PDF 87.64 KB |
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| 04/04/2016 | 2016/229 | ToR SCSC | Supervisory convergence | Reference | PDF 93.7 KB |
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| 15/04/2016 | 2016/632 | Principles- Stakeholder engagement in peer reviews | Supervisory convergence | Reference | PDF 205.26 KB |
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| 02/04/2020 | ESMA 70-152-3050 | CCSPSA consultation_Response Form | Joint Committee, Post Trading, Supervisory convergence | Reference | DOCX 774.63 KB |
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| 21/05/2021 | ESMA22-106-3378 | SMSG response to the European Commission’s targeted consultation on supervisory convergence and the single rulebook | Securities and Markets Stakeholder Group, Supervisory convergence | Reference | PDF 171.54 KB |
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| 04/12/2019 | ESMA31-59-1417 | ESMA amendments to an RTS relating to the PR | Prospectus | Reference | PDF 283.48 KB |
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| 23/10/2020 | ESMA31-62-1193 | List of prospectus thresholds | Corporate Disclosure, Corporate Finance, Prospectus | Reference | PDF 220.58 KB |
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| 12/07/2019 | ESMA31-62-1333 | Response form consultation on Guidelines on disclosure requirements under the Prospectus Regulation | Prospectus | Reference | DOCX 759.09 KB |
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| 06/07/2017 | ESMA31-62-532 reply form | Response form_Consultation Paper on format and content of the prospectus | Prospectus | Reference | DOCX 776.87 KB |
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| 06/07/2017 | ESMA31-62-649 reply form | Response form_Consultation Paper on EU Growth prospectus | Prospectus | Reference | DOCX 771.83 KB |
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| 06/07/2017 | ESMA31-62-650 reply form | Response form_Consultation Paper on scrutiny and approval | Prospectus | Reference | DOCX 768.87 KB |