ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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21/12/2016 | 2016/1682 | 2016-1682 Press Release on Feedback Statement on ESEF | Corporate Disclosure, European Single Electronic Format, Press Releases, Transparency | Press Release | PDF 225.03 KB |
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13/07/2020 | ESMA71-99-1352 | 3rd EU-wide CCP stress test results PR | CCP Directorate, Post Trading, Press Releases | Press Release | PDF 151.99 KB |
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07/01/2021 | ESMA71-99-1505 | CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties | CCP Directorate, Press Releases | Press Release | PDF 75.21 KB |
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29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
23/04/2020 | JC 2020 41 | ESAs consult on Environmental, Social and Governance disclosure rules | Joint Committee, Sustainable finance | Press Release | PDF 131.43 KB |
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23/09/2020 | ESMA71-99-1387 | ESMA appoints Chair and independent members of the CCP Supervisory Committee | CCP Directorate, Press Releases | Press Release | PDF 84.14 KB |
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21/03/2014 | 2014/302 | ESMA consults on major shareholders disclosures | Corporate Disclosure, Transparency | Press Release | PDF 93.61 KB |
ESMA consults on major shareholders disclosures The European Securities and Markets Authority (ESMA) has launched a consultation on draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings and the indicative list of financial instruments subject to notification requirements. The consultation runs until 30 May 2014. The revised Directive harmonises transparency requirements relating to information about issuers whose securities are admitted to trading on an EU regulated market. This harmonisation aims to enhance transparency in respect of the ownership structure of an issuer, to improve legal certainty and reduce the administrative burden for cross-border investors. The revised Transparency Directive also addresses the issue of the disclosure regime for new types of financial instruments that expose investors to an economic risk similar to when holding shares. The draft RTS support these objectives by facilitating the creation of a harmonised regime regarding the aggregation of holdings of shares and financial instruments, the calculation of notification thresholds and the exemptions from notification requirements. Steven Maijoor, ESMA Chair, said: “Transparency is essential for ensuring that markets function properly and investors are afforded adequate protection when making investment decisions. “Today’s proposals support the aims of the Transparency Directive to improve the effectiveness of the transparency regime on corporate ownership. Clarity on this issue will ensure that shareholders and potential investors are in possession of the information needed to make informed investment decisions.” Draft Regulatory Technical Standards The draft RTS on the major shareholding notifications addresses the following issues: • Method of calculation of 5% threshold exemption regarding trading books and market makers; • Calculation method regarding a basket of shares or an index; • Methods for determining the ‘delta’ for calculating voting rights; and • Exemptions regarding notification of financial instruments. The Consultation Paper also sets out the proposed content of an indicative list of financial instruments which should be subject to the notification requirements laid down in the Directive, and outlines the processes for updating that list. The input from stakeholders will help ESMA in drafting the final report and determining the content of the draft RTS. Comments to this consultation can be submitted via ESMA’s website and the deadline for submission is 30 May 2014. | |||
25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
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16/07/2020 | ESMA71-99-1366 | ESMA publishes its first Review Reports on the MiFIR transparency regime | Press Releases, Trading | Press Release | PDF 171.59 KB |
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27/08/2020 | ESMA71-99-1374 | ESMA selects Chair and Independent Members for its CCP Supervisory Committee | CCP Directorate, Press Releases | Press Release | PDF 113.45 KB |
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06/02/2020 | ESMA71-99-1283 | ESMA Sustainable Finance PR | Press Releases, Sustainable finance | Press Release | PDF 122.61 KB |
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05/11/2020 | ESMA30-379-334 | PR CP under Article 8 of the Taxonomy Regulation | Press Releases, Sustainable finance | Press Release | PDF 125.68 KB |
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18/07/2019 | ESMA71-99-1199 | Press Release for CRA sustainability | Credit Rating Agencies, Sustainable finance | Press Release | PDF 79.07 KB |
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18/12/2019 | ESMA71- 1-99-119 | Press release on undue short-termism | Sustainable finance | Press Release | PDF 120.91 KB |
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23/05/2019 | ESMA71-99-1164 | Press release: ESMA appoints chair for its new Coordination Network on Sustainability | Press Releases, Sustainable finance | Press Release | PDF 67.45 KB |
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04/02/2020 | ESMA71-99-1281 | Press_Release- Review Report on equity transparency regime | Trading | Press Release | PDF 97.68 KB |