ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
| 10/06/2013 | 2013/619 Annex II | Comparative table of responses from EEA States | Prospectus | Report | PDF 2.15 MB |
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| 10/06/2013 | 2013/619 Annex III | Individual responses from EEA States | Prospectus | Report | PDF 2.63 MB |
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| 28/07/2016 | 2016/1170 | Report on EEA prospectus activity in 2015 | Corporate Disclosure, Prospectus | Report | PDF 674.63 KB |
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| 06/06/2016 | 2016/743 | Multi-venue trading increases liquidity in EU equity markets despite duplicate orders | Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 247 KB |
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| 04/02/2019 | ESMA20-95-1105 | 2019 Regulatory Work Programme | Board of Supervisors, Planning reporting budget, Supervisory convergence | Report | PDF 308.68 KB |
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| 02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
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| 28/09/2021 | ESMA20-95-1430 | 2022 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 589.43 KB |
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| 09/01/2020 | ESMA22-106-1942 | Strategic Orientation 2020-22 | Board of Supervisors, Corporate Information | Report | PDF 325.47 KB |
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| 14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
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| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
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| 31/10/2019 | ESMA31-62-1360 | EEA prospectus activity in 2018 | Prospectus | Report | PDF 394.26 KB |
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| 03/07/2017 | ESMA31-62-746 | EEA prospectus activity in 2016 | Corporate Finance, Prospectus | Report | PDF 475.66 KB |
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| 06/04/2017 | ESMA31-68-147 | ESMA response to Capital Markets Union Mid-Term Review | Board of Supervisors | Report | PDF 643.2 KB |
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| 20/07/2021 | ESMA32-382-1153 | Prospectus activity and sanctions report 2020 | Prospectus | Report | PDF 458.21 KB |
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| 24/09/2020 | ESMA32-384-4852 | Prospectus Activity Report 2019 | Prospectus | Report | PDF 406.85 KB |
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| 08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
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| 17/10/2017 | ESMA71-99-635 | The State of European Financial Markets- Steven Maijoor, Opening Address, ESMA Conference | Board of Supervisors, Speeches | Speech | PDF 175.8 KB |
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| 18/10/2017 | ESMA71-99-637 | Speech by Valdis Dombrovskis- ESMA Conference 2017 | Board of Supervisors, Speeches | Speech | PDF 381.97 KB |
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| 17/12/2021 | ESMA91-372-1945 | Assessment Report under Article 25(2c) of EMIR (Part 1 of 2) | CCP Directorate, Post Trading, Press Releases | Report | PDF 13.38 MB |