ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
31/03/2022 ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements Guidelines and Technical standards, MiFID - Investor Protection Final Report PDF
475.42 KB
14/02/2022 ESMA50-1664-5224 Final report- Guidelines on stress test scenarios under the MMF Regulation 2021 Fund Management, Guidelines and Technical standards Final Report PDF
637.33 KB
03/01/2022 ESMA35-43-2938 Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, MiFID - Investor Protection Final Report PDF
537.74 KB
18/12/2020 ESMA50-157-2403 Final report on Guidelines on outsourcing to cloud service providers Innovation and Products Final Report PDF
384.63 KB
29/10/2020 ESMA70-156-3581 Final Report on SME GMs RTS-ITS under MAR Market Abuse, Market Integrity Final Report PDF
691.32 KB
24/09/2020 ESMA70-156-2391 Final Report- MAR Review Market Abuse, Market Integrity Final Report PDF
1.94 MB
23/09/2020 ESMA70-155-10272 Final Report on Cum Ex and other multiple withholding tax reclaim schemes Market Abuse, Market Integrity, Trading Final Report PDF
906.57 KB
15/07/2020 ESMA31-62-1426 ESMA Guidelines on disclosure requirements under the Prospectus Regulation Prospectus Final Report PDF
1.41 MB
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, MiFID - Investor Protection Final Report PDF
395.33 KB
03/04/2020 ESMA34-39-968 Final report- Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards Final Report PDF
483.83 KB
04/02/2020 ESMA32-67-613 Report on amendments to ESMA Guidelines on enforcement of financial information Transparency Final Report PDF
272.06 KB
10/04/2019 JC 2019 26 Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements Innovation and Products, Joint Committee Technical Advice PDF
1.34 MB
10/04/2019 JC 2019 25 Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures Innovation and Products, Joint Committee Technical Advice PDF
785.49 KB
29/03/2019 ESMA31-62-1207 Final Report on technical advice under prospectus exemption Prospectus Final Report PDF
862.94 KB
29/03/2019 ESMA31-62-1217 Final Report on ESMA Guidelines on Risk Factors under the Prospectus Regulation Prospectus Final Report PDF
415.91 KB
03/04/2018 ESMA31-62-800 Technical advice under the Prospectus Regulation Prospectus Final Report PDF
4.7 MB
15/03/2018 JC-2018-04 Joint Committee Final Report on Big Data Innovation and Products Final Report PDF
520.31 KB
06/02/2018 ESMA70-145-398 Final report on draft ITS on forms and procedures for cooperation under Article 24 and 25 MAR Market Integrity Final Report PDF
940.38 KB
28/09/2017 ESMA70-154-266 Guidelines on the management body of market operators and data reporting service providers Guidelines and Technical standards, MiFID - Secondary Markets Final Report PDF
546.29 KB
24/08/2017 ESMA70-151-552 Guidelines on transfer of data between Trade Repositories Guidelines and Technical standards, Post Trading Final Report PDF
969.54 KB

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