ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/04/2011 | 2011/112 | Final report- Guidelines to competent authorities and UCITS management companies on risk meas-urement and the calculation of global exposure for certain types of structured UCITS | Fund Management | Final Report | PDF 166.5 KB |
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| 25/07/2012 | 2012/474 | Report and consultation paper on guidelines on ETFs and other UCITS issues | Fund Management | Final Report | PDF 728.1 KB |
This paper sets out ESMA’s guidelines on ETFs and other UCITS issues. The guidelines are adapted to the type of UCITS, management technique or financial instrument in question and are detailed in Annex III of the documentThis document also sets out in Annex IV a public consultation on the treatment of repo and reverse repo arrangements on which ESMA is seeking feedback from stakeholders. The feedback to this further consultation will be used by ESMA to finalise its position on this specific issue, which will be incorporated into the rest of the guidelines already adopted by the Authority (cf. Annex III of this document). | |||
| 04/12/2012 | 2012/722 | Guidelines on repurchase and reverse repurchase agreements | Fund Management | Final Report | PDF 339.57 KB |
The European Securities and Markets Authority (ESMA) has today published its final guidelines on repurchase and reverse repurchase agreements for UCITS funds. The guidelines state that UCITS should only enter into such agreements if they are able to recall at any time any assets or the full amount of cash. |
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| 03/01/2013 | 2012/875 | Report to the European Parliament, the Council and the Commission on the budgetary impli-cations of Regulation (EU) No 236/2012 on short selling and certain aspects of credit default swaps | Short Selling | Final Report | PDF 532.88 KB |
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| 20/09/2013 | 2013/1138 | Trends, Risks, Vulnerabilities No. 2, 2013 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.92 MB |
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| 20/09/2013 | 2013/1139 | ESMA Risk Dashboard No.3, 2013 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 891.55 KB |
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| 15/11/2013 | 2013/1339 | Guidelines on reporting obligations under Articles 3(3)(d) and 24(1), (2) and (4) of the AIFMD (revised) | Fund Management | Final Report | PDF 701.63 KB |
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| 15/11/2013 | 2013/1454 | ESMA Risk Dashboard No.4, 2013 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 1.12 MB |
The European Securities and Markets Authority (ESMA) is publishing its Risk Dashboard No.4 for 2013. The Risk Dashboard provides a snapshot of risk issues in the third quarter of 2013 and covers the following areas: Economic environment and securities markets conditions; Liquidity Risk; Market Risk; Contagion Risk; and Credit Risk. | |||
| 01/02/2013 | 2013/158 | Guidelines on the exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps | Short Selling | Final Report | PDF 501.8 KB |
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| 14/02/2013 | 2013/212 | Trends, Risks and Vulnerabilities report | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.03 MB |
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| 14/02/2013 | 2013/213 | ESMA Risk Dashboard No.1, 2013 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 717.92 KB |
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| 03/07/2013 | 2013/326 | Retailisation in the EU | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 976.31 KB |
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| 24/05/2013 | 2013/600 | Guidelines on key concepts of the AIFMD | Fund Management | Final Report | PDF 473.66 KB |
Executive Summary Reasons for publication On 23 February 2012, ESMA published a discussion paper (DP) on key concepts of the Alternative Investment Fund Managers Directive and types of AIFM (2012/117), which was followed on 19 December 2012 by the publication of a consultation paper (CP) on guidelines on key concepts of the AIFMD (2012/845). The CP set out formal proposals for guidelines ensuring common, uniform and consistent application of the concepts in the definition of ‘AIF’ in Article 4(1)(a) of the AIFMD by providing clarification on each of these concepts. This final report sets out the final text of the guidelines on key concepts of the AIFMD. |
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| 06/06/2013 | 2013/658 | Final Report- ESMA-EBA Principles for Benchmark-Setting Processes in the EU | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 620.19 KB |
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| 10/06/2013 | 2013/712 | ESMA Risk Dashboard No.2, 2013 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 806.84 KB |
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| 14/11/2014 | 2014/1341 | ESMA Risk Dashboard No. 4, 2014 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 766.77 KB |
The European Securities and Markets Authority (ESMA) has today published its Risk dashboard for the third quarter of 2014. ESMA’s Risk Dashboard assess the risks associated to European financial markets looking into liquidity, market, contagion and credit risks. The Dashboard finds that in 3Q14 EU systemic stress indicators increased, after experiencing a calm 2Q14. Contagion risk augmented and liquidity and market risk remained on high levels, with potential for further increases ahead. Credit risk receded though remaining at a high level. Overall, market sentiment continued to be at odds with sluggish economic fundamentals and guarded expectations. An environment of ultra-low interest rates supported markets and preserved the current hunt-for-yield behaviour of investors. However, markets recognised resulting new balance sheet risks, as risk spreads increased, equity valuation moderated and expectations for future short-term interest rates fanned out. Due to these offsetting forces liquidity risk and market risk remained stable, preserving the risk of critical market corrections for the future. The systemic impact of such corrections could be exacerbated by liquidity bottlenecks, such as might arise from structural factors such as thin dealer markets or rising collateral requirements. | |||
| 12/03/2014 | 2014/188 | Trends, Risks, Vulnerabilities No. 1, 2014 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.33 MB |
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| 12/03/2014 | 2014/197 | ESMA Risk Dashboard No.1, 2014 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 743.09 KB |
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| 16/05/2014 | 2014/536 | ESMA Risk Dashboard No.2, 2014 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 782.65 KB |
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| 03/09/2014 | 2014/883 | ESMA Risk Dashboard No. 3, 2014 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 763.54 KB |