ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
11
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Transparency filter Transparency
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- CESR Archive (126) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (79) Apply Corporate Information filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Joint Committee (7) Apply Joint Committee filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Management Board (4) Apply Management Board filter
- MiFID - Investor Protection (4) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (4) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Market Abuse (3) Apply Market Abuse filter
- Prospectus (2) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Fund Management (1) Apply Fund Management filter
- Market Integrity (1) Apply Market Integrity filter
- Post Trading (1) Apply Post Trading filter
- Securitisation (1) Apply Securitisation filter
- Short Selling (1) Apply Short Selling filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove CESR Document filter CESR Document
- Guidelines & Recommendations (566) Apply Guidelines & Recommendations filter
- Reference (141) Apply Reference filter
- Press Release (92) Apply Press Release filter
- Consultation Paper (55) Apply Consultation Paper filter
- Final Report (55) Apply Final Report filter
- Statement (47) Apply Statement filter
- Compliance table (41) Apply Compliance table filter
- Speech (41) Apply Speech filter
- Report (37) Apply Report filter
- Letter (31) Apply Letter filter
- Decision (23) Apply Decision filter
- Technical Advice (12) Apply Technical Advice filter
- Q&A (11) Apply Q&A filter
- Opinion (7) Apply Opinion filter
- Technical Standards (7) Apply Technical Standards filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
SMSG Advice X CESR Document X Annual Report X Innovation and Products X Securities Financing Transactions X Sustainable finance X Benchmarks X Crowdfunding X Transparency X Credit Rating Agencies X Guidelines and Technical standards X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
||||
| 15/09/2020 | ESMA22-106-2858 | SMSG advice on ESG disclosure | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 251.29 KB |
||||
| 13/11/2020 | ESMA22-106-2993 | SMSG advice on Sustainability Templates | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 184.15 KB |
||||
| 17/05/2021 | ESMA22-106-3375 | SMSG advice to the ESA’s Joint Consultation Paper on Taxonomy-related sustainability disclosures | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 227.92 KB |
||||
| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
||||
| 08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
||||
| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |