ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
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| 27/04/2022 | ESMA22-106-4024 | SMSG Recommendations in regard of the impact of inflation on investor protection | Securities and Markets Stakeholder Group | SMSG Advice | PDF 301.69 KB |
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| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
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| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
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| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
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| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
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| 24/11/2021 | ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | PDF 167.66 KB |
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| 13/10/2021 | ESMA22-106-3638 | SMSG Advice on remuneration guidelines | Securities and Markets Stakeholder Group | SMSG Advice | PDF 118.54 KB |
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| 28/09/2021 | ESMA22-106-3523 | SMSG Advice on ESMA 2022 annual Work Programme | Securities and Markets Stakeholder Group | SMSG Advice | PDF 143.94 KB |
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| 19/08/2021 | ESMA22-106-3504 | SMSG response to EC consultation on the EU strategy for retail investors | Securities and Markets Stakeholder Group | SMSG Advice | PDF 574.91 KB |
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| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 03/08/2021 | ESMA22-106-3473 | SMSG advice to ESMA on Digital Finance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 192.4 KB |
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| 30/06/2021 | ESMA22-106-3439 | SMSG response to the ESMA’s Consultation Report on “EU Money Market Fund Regulation – legislative review” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 222.51 KB |
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| 17/05/2021 | ESMA22-106-3375 | SMSG advice to the ESA’s Joint Consultation Paper on Taxonomy-related sustainability disclosures | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 227.92 KB |
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| 29/04/2021 | ESMA22-106-3280 | SMSG advice to ESMA on its Consultation Paper on “Guidelines on certain aspects of appropriateness and execution-only” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 561.81 KB |
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| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
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| 01/03/2021 | ESMA22-106-3194 | SMSG own initiative advice to ESMA on Wirecard case | Securities and Markets Stakeholder Group | SMSG Advice | PDF 519.92 KB |
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| 12/01/2021 | ESMA22-106-3087 | SMSG advice ESMA on its Consultation Paper on Guidelines on the MiFID II/ MiFIR Obligations on Market Data | Securities and Markets Stakeholder Group | SMSG Advice | PDF 129.81 KB |
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| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
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| 13/11/2020 | ESMA22-106-2993 | SMSG advice on Sustainability Templates | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 184.15 KB |