ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
158
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Prospectus filter Prospectus
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Securitisation filter Securitisation
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove International cooperation filter International cooperation
- Guidelines and Technical standards (560) Apply Guidelines and Technical standards filter
- CESR Archive (126) Apply CESR Archive filter
- Fund Management (108) Apply Fund Management filter
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- MiFID - Investor Protection (83) Apply MiFID - Investor Protection filter
- Corporate Information (79) Apply Corporate Information filter
- Short Selling (24) Apply Short Selling filter
- Post Trading (16) Apply Post Trading filter
- Market Abuse (9) Apply Market Abuse filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Management Board (4) Apply Management Board filter
- Market Integrity (4) Apply Market Integrity filter
- Benchmarks (3) Apply Benchmarks filter
- Sustainable finance (3) Apply Sustainable finance filter
- Transparency (3) Apply Transparency filter
- CCP Directorate (2) Apply CCP Directorate filter
- Market data (2) Apply Market data filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Trade Repositories (2) Apply Trade Repositories filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Innovation and Products (1) Apply Innovation and Products filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (298) Apply Reference filter
- Press Release (170) Apply Press Release filter
- Final Report (124) Apply Final Report filter
- Consultation Paper (109) Apply Consultation Paper filter
- Opinion (99) Apply Opinion filter
- Letter (88) Apply Letter filter
- Report (81) Apply Report filter
- Statement (79) Apply Statement filter
- Speech (34) Apply Speech filter
- Decision (33) Apply Decision filter
- Q&A (23) Apply Q&A filter
- Technical Advice (18) Apply Technical Advice filter
- Technical Standards (15) Apply Technical Standards filter
- Compliance table (13) Apply Compliance table filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Investor Warning (2) Apply Investor Warning filter
- Vacancy (2) Apply Vacancy filter
Your filters
SMSG Advice X Annual Report X CESR Document X Guidelines & Recommendations X Prospectus X IFRS Supervisory Convergence X Securitisation X Credit Rating Agencies X Joint Committee X International cooperation X Supervisory convergence X MiFID - Secondary Markets X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/05/2011 | 2011/139 | Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 653.98 KB |
||||
| 17/12/2012 | 2011/188 | Cooperation including delegation between ESMA, the competent authorities and the sectoral competent authorities under Regulation (EU) No 513/2011 on credit rating agencies | Credit Rating Agencies | Guidelines & Recommendations | PDF 190.32 KB |
||||
| 22/12/2011 | 2011/456 | Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | MiFID - Secondary Markets | Guidelines & Recommendations | PDF 407 KB |
This is the final report. The guidelines along with the translations are published separately. |
|||
| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
||||
| 23/03/2011 | 2011/81 | Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive | Guidelines and Technical standards, Prospectus, Corporate Disclosure | Guidelines & Recommendations | PDF 593.19 KB |
||||
| 24/02/2012 | 2012/122 | Guidelines- Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | Guidelines and Technical standards, MiFID - Secondary Markets | Guidelines & Recommendations | PDF 1006.44 KB |
ESMA Board of Supervisors (the BoS) has decided on the 26 September 2018 to withdraw the guidelines on “Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities”. The guidelines were issued by ESMA, in February 2012, to ensure a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated acts. |
enbgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv | ||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 20/03/2013 | 2013/319 | The consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive | Corporate Disclosure, Prospectus | Guidelines & Recommendations | PDF 540.48 KB |
This document contains an update of the CESR recommendations. |
|||
| 17/06/2013 | 2013/720 | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies | Guidelines & Recommendations | PDF 317.88 KB |
Croatian translation is also available. |
|||
| 30/07/2013 | 2013/720 BG | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 159.45 KB |
Насоки и препоръки Насоки и препоръки относно приложното поле на Регламента за АКР | |||
| 30/07/2013 | 2013/720 CS | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 140.94 KB |
Obecné pokyny a doporučení Obecné pokyny a doporučení k oblasti působnosti nařízení o ratingových agenturách | |||
| 30/07/2013 | 2013/720 DA | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 100.11 KB |
Retningslinjer og henstillinger Retningslinjer og henstillinger om CRA-forordningens anvendelsesområde | |||
| 30/07/2013 | 2013/720 DE | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 103.09 KB |
Leitlinien und Empfehlungen Leitlinien und Empfehlungen zum Geltungsbereich der CRA-Verordnung | |||
| 30/07/2013 | 2013/720 EL | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 143.76 KB |
Κατευθυντήριες γραμμές και συστάσεις Κατευθυντήριες γραμμές και συστάσεις σχετικά με το πεδίο εφαρμογής του κανονισμού | |||
| 17/06/2013 | 2013/720 EN | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 221.56 KB |
Croatian translation is also available. | |||
| 30/07/2013 | 2013/720 ES | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 103.74 KB |
Directrices y recomendaciones Directrices y recomendaciones sobre el ámbito de aplicación del Reglamento relativo a las agencias de calificación crediticia | |||
| 30/07/2013 | 2013/720 ET | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 101.35 KB |
Suunised ja soovitused Reitinguagentuure käsitleva määruse reguleerimisala käsitlevad suunised ja soovitused | |||
| 30/07/2013 | 2013/720 FI | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 100.69 KB |
Ohjeita ja suosituksia Luottoluokituslaitoksista annetun asetuksen soveltamisalaa koskevia ohjeita ja suosituksia | |||
| 30/07/2013 | 2013/720 FR | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 108.46 KB |
Orientations et recommandations Orientations et recommandations sur le champ d’application du règlement sur les agences de notation de crédit | |||
| 30/07/2013 | 2013/720 HR | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 137.57 KB |
Smjernice i preporuke Smjernice i preporuke o djelokrugu CRA Uredbe |