ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
8
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Prospectus filter Prospectus
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Post Trading filter Post Trading
- CESR Archive (126) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (78) Apply Corporate Information filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Joint Committee (7) Apply Joint Committee filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- MiFID - Secondary Markets (4) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Management Board (3) Apply Management Board filter
- Market Abuse (3) Apply Market Abuse filter
- Sustainable finance (3) Apply Sustainable finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Transparency (2) Apply Transparency filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Fund Management (1) Apply Fund Management filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Short Selling (1) Apply Short Selling filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (172) Apply Reference filter
- Opinion (112) Apply Opinion filter
- Consultation Paper (104) Apply Consultation Paper filter
- Final Report (104) Apply Final Report filter
- Guidelines & Recommendations (102) Apply Guidelines & Recommendations filter
- Press Release (96) Apply Press Release filter
- Letter (85) Apply Letter filter
- Statement (78) Apply Statement filter
- Report (69) Apply Report filter
- Speech (31) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Technical Advice (24) Apply Technical Advice filter
- Compliance table (22) Apply Compliance table filter
- Q&A (14) Apply Q&A filter
- Technical Standards (10) Apply Technical Standards filter
- Decision (9) Apply Decision filter
Your filters
SMSG Advice X Annual Report X CESR Document X Prospectus X IFRS Supervisory Convergence X Market Integrity X MiFID - Investor Protection X Post Trading X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
||||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
||||
| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |