ESMA LIBRARY
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SMSG Advice X
Reset filter| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/04/2018 | ESMA 22-106-897 | SMSG comments on the Commission proposals regarding the operation of the ESAs’ Stakeholder Groups | Securities and Markets Stakeholder Group | SMSG Advice | PDF 120.92 KB |
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| 19/03/2018 | ESMA22-106-911 | SMSG Advice- Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 300.8 KB |
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| 17/11/2017 | ESMA22-106-474 | SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 771.46 KB |
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| 23/10/2017 | ESMA22-106-407 | SMSG Advice- Response to the Public Consultation on Prospectus Regulation Level 2 | Securities and Markets Stakeholder Group | SMSG Advice | PDF 165.79 KB |
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| 22/06/2017 | ESMA22-106-265 | SMSG Advice- Securities lending Report | Securities and Markets Stakeholder Group | SMSG Advice | PDF 141.55 KB |
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| 22/06/2017 | ESMA22-106-264 | SMSG Advice- Own Initiative Report Product Intervention | Securities and Markets Stakeholder Group | SMSG Advice | PDF 1.08 MB |
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| 17/05/2017 | ESMA22-106-210 | SMSG Advice- Response to the Public Consultation on the Operations of the European Supervisory Authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 523.99 KB |
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| 25/04/2017 | ESMA22-106-196 | Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions | Securities and Markets Stakeholder Group | SMSG Advice | PDF 144.22 KB |
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| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
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| 17/01/2017 | 2016/SMSG/024 | SMSG Advice- Response to ESMA’s Consultation Paper on MiFID II product governance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 202.01 KB |
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| 16/12/2016 | 2016/SMSG/022 | SMSG Advice- Response to ESMA’s Consultation Paper on Draft technical standards under the Benchmarks Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 165.4 KB |
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| 14/06/2016 | 2016/SMSG/014 | SMSG Position Paper on Supervisory Convergence | Securities and Markets Stakeholder Group | SMSG Advice | PDF 174.38 KB |
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| 10/05/2016 | 2016/SMSG/011 | SMSG Advice on ESMA's DP on the validation and review of CRAs’ methodologies | Securities and Markets Stakeholder Group | SMSG Advice | PDF 75.25 KB |
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| 13/04/2016 | 2016/SMSG/010 | SMSG Advice MAR Guidelines | Securities and Markets Stakeholder Group | SMSG Advice | PDF 152.68 KB |
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| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
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| 06/02/2016 | 2016/SMSG/006 | SMSG Opinion Paper on PRIIPs Regulation – Performance Measures | Securities and Markets Stakeholder Group | SMSG Advice | PDF 101.82 KB |
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| 11/11/2015 | ESMA/2015/SMSG/031 | Advice on sound remuneration under UCITS and AIFMD | Securities and Markets Stakeholder Group | SMSG Advice | PDF 123.3 KB |
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| 29/09/2015 | 2015/SMSG/025 | SMSG Position Paper MAR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 158.23 KB |
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| 18/09/2015 | 2015/SMSG/026 | Advice on Proxy advisors | Securities and Markets Stakeholder Group | SMSG Advice | PDF 206.54 KB |
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| 18/09/2015 | 2015/SMSG/023 | SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final | Securities and Markets Stakeholder Group | SMSG Advice | PDF 662.2 KB |