ESMA LIBRARY
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SMSG Advice X
Reset filter| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 12/12/2019 | ESMA22-106-2044 | SMSG response to ESMA’s Consultation Paper on MAR review report | Securities and Markets Stakeholder Group | SMSG Advice | PDF 232.25 KB |
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| 15/11/2019 | ESMA22-106-2008 | SMSG advice on UCITS performance fees | Securities and Markets Stakeholder Group | SMSG Advice | PDF 154.89 KB |
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| 15/11/2019 | ESMA22-106-2007 | SMSG advice on product intervention | Securities and Markets Stakeholder Group | SMSG Advice | PDF 278.26 KB |
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| 06/11/2019 | ESMA22106-2002 | SMSG advice on ESMA’s CP on the MiFID II compliance function | Securities and Markets Stakeholder Group | SMSG Advice | PDF 212.25 KB |
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| 28/10/2019 | ESMA22-106-1991 | SMSG Advice on ESMA's Consultation on Prospectus disclosure requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 132.03 KB |
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| 18/09/2019 | ESMA22-106-1937 | SMSG Advice- Response to ESMA’s Consultation on cost of market data and consolidated tape | Securities and Markets Stakeholder Group | SMSG Advice | PDF 99.67 KB |
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| 06/09/2019 | ESMA22-961920 | SMSG response to surve on Short Termism | Securities and Markets Stakeholder Group | SMSG Advice | PDF 243.34 KB |
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| 05/12/2018 | ESMA22-106-1591 | SMSG Advice- Response to Joint Consultation on PRIIPs KID | Securities and Markets Stakeholder Group | SMSG Advice | PDF 263.9 KB |
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| 31/10/2018 | ESMA22-106-1353 | SMSG Advice Response to ESMA CP on non-significant benchmarks guidelines | Securities and Markets Stakeholder Group | SMSG Advice | PDF 141.37 KB |
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| 19/10/2018 | ESMA22-106-1338 | SMSG Advice- Own Initiative Report on Initial Coin Offerings and Crypto-Assets | Securities and Markets Stakeholder Group | SMSG Advice | PDF 1.52 MB |
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| 27/09/2018 | ESMA22-106-1301 | SMSG Advice on Sustainable Finance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 855.07 KB |
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| 04/04/2018 | ESMA 22-106-897 | SMSG comments on the Commission proposals regarding the operation of the ESAs’ Stakeholder Groups | Securities and Markets Stakeholder Group | SMSG Advice | PDF 120.92 KB |
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| 19/03/2018 | ESMA22-106-911 | SMSG Advice- Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 300.8 KB |
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| 17/11/2017 | ESMA22-106-474 | SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 771.46 KB |
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| 23/10/2017 | ESMA22-106-407 | SMSG Advice- Response to the Public Consultation on Prospectus Regulation Level 2 | Securities and Markets Stakeholder Group | SMSG Advice | PDF 165.79 KB |
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| 22/06/2017 | ESMA22-106-265 | SMSG Advice- Securities lending Report | Securities and Markets Stakeholder Group | SMSG Advice | PDF 141.55 KB |
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| 22/06/2017 | ESMA22-106-264 | SMSG Advice- Own Initiative Report Product Intervention | Securities and Markets Stakeholder Group | SMSG Advice | PDF 1.08 MB |
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| 17/05/2017 | ESMA22-106-210 | SMSG Advice- Response to the Public Consultation on the Operations of the European Supervisory Authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 523.99 KB |
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| 25/04/2017 | ESMA22-106-196 | Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions | Securities and Markets Stakeholder Group | SMSG Advice | PDF 144.22 KB |
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| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |