Skip to main content

ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

17

DOCUMENTS

REFINE YOUR SEARCH

Your filters

Technical Advice X Speech X Technical Standards X Opinion X Reference X Prospectus X

Reset all filters

Date	Ref.	Title	Section	Type	Download	Info	Summary	Related Documents	Translated versions
28/01/2021	ESMA32-384-5080	Languages accepted for scrutiny of the Prospectus and translation requirements for Summaries	Prospectus	Reference	PDF 171.3 KB
23/10/2020	ESMA31-62-1193	List of prospectus thresholds	Corporate Disclosure, Corporate Finance, Prospectus	Reference	PDF 220.58 KB
13/01/2020	ESMA31-62-1409	Compliance table GLs on Risk factors	Prospectus	Reference	PDF 133.15 KB
04/12/2019	ESMA31-59-1417	ESMA amendments to an RTS relating to the PR	Prospectus	Reference	PDF 283.48 KB
12/07/2019	ESMA31-62-1333	Response form consultation on Guidelines on disclosure requirements under the Prospectus Regulation	Prospectus	Reference	DOCX 759.09 KB
15/12/2017	ESMA31-62-802 reply form	Response form- Consultation Paper on draft RTS under the new Prospectus Regulation	Prospectus	Reference	DOCX 772.18 KB
06/07/2017	ESMA31-62-649 reply form	Response form_Consultation Paper on EU Growth prospectus	Prospectus	Reference	DOCX 771.83 KB
06/07/2017	ESMA31-62-532 reply form	Response form_Consultation Paper on format and content of the prospectus	Prospectus	Reference	DOCX 776.87 KB
06/07/2017	ESMA31-62-650 reply form	Response form_Consultation Paper on scrutiny and approval	Prospectus	Reference	DOCX 768.87 KB
11/02/2016	2016/214	ToR OWG Prospectus	Prospectus	Reference	PDF 87.64 KB
08/02/2016	2016/268	Opinion on equivalence of Turkish prospectus regime	Prospectus	Opinion	PDF 98.76 KB
20/12/2013	2013/1970	Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus	Prospectus, Corporate Disclosure	Technical Standards	PDF 713.74 KB		The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
18/12/2013	2013/1944	Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation	Prospectus, Corporate Disclosure	Opinion	PDF 75.6 KB
20/03/2013	2013/317	Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive	Prospectus, Corporate Disclosure	Opinion	PDF 725.59 KB
09/01/2013	2012/864	ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU	Prospectus, Corporate Disclosure	Technical Advice	PDF 1.23 MB
01/03/2012	2012/137	ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU	Prospectus, Corporate Disclosure	Technical Advice	PDF 1.32 MB		ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making.
04/10/2011	2011/323	Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU	Prospectus, Corporate Disclosure	Technical Advice	PDF 797.56 KB