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ESMA LIBRARY

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Date	Ref.	Title	Section	Type	Download	Info	Summary	Related Documents	Translated versions
25/02/2021	ESMA70-155-11890	Statement CumEx CumCum scandal- Fabrizio Planta	Market Abuse, Market Integrity, Speeches, Trading	Speech	PDF 132.57 KB
09/10/2020	ESM22-103-1158	ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference	COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches	Speech	PDF 133.94 KB
19/06/2019	ESMA74-362-39	Keynote by ESMA Chair at ISLA Annual Securities Finances and Collateral Management Conference	Market Integrity	Speech	PDF 239.83 KB
12/06/2019	ESMA33-128-713	Keynote by ESMA Executive Director Verena Ross at the Global ABS Conference 2019 – Barcelona	Securitisation	Speech	PDF 120.24 KB
13/11/2018	ESMA33-128-505	Final Technical Advice Securitisation Repositories Fees	Securitisation	Technical Advice	PDF 570.74 KB
29/08/2018	ESMA33-128-523	Steven Maijoor Securitisation ECON Scrutiny Opening Statement	Securitisation, Speeches	Speech	PDF 228.13 KB
27/06/2018	ESMA70-145-924	Speech by ESMA Executive Director Verena Ross on LEI	Market Integrity, MiFID - Secondary Markets	Speech	PDF 255.18 KB
20/12/2013	2013/1970	Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus	Prospectus, Corporate Disclosure	Technical Standards	PDF 713.74 KB		The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
09/01/2013	2012/864	ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU	Prospectus, Corporate Disclosure	Technical Advice	PDF 1.23 MB
20/04/2012	2012/236	ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS	Short Selling, Market Integrity	Technical Advice	PDF 509.39 KB
01/03/2012	2012/137	ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU	Prospectus, Corporate Disclosure	Technical Advice	PDF 1.32 MB		ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making.
04/10/2011	2011/323	Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU	Prospectus, Corporate Disclosure	Technical Advice	PDF 797.56 KB