ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Brexit filter Brexit
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Securitisation filter Securitisation
- (-) Remove COVID-19 filter COVID-19
- (-) Remove International cooperation filter International cooperation
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Speeches (160) Apply Speeches filter
- CESR Archive (27) Apply CESR Archive filter
- Fund Management (27) Apply Fund Management filter
- Innovation and Products (22) Apply Innovation and Products filter
- MiFID - Secondary Markets (21) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- Corporate Information (12) Apply Corporate Information filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Sustainable finance (9) Apply Sustainable finance filter
- Benchmarks (8) Apply Benchmarks filter
- CCP Directorate (6) Apply CCP Directorate filter
- Joint Committee (6) Apply Joint Committee filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Market Integrity (5) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (4) Apply Short Selling filter
- Transparency (4) Apply Transparency filter
- Market Abuse (3) Apply Market Abuse filter
- Prospectus (3) Apply Prospectus filter
- Corporate Finance (2) Apply Corporate Finance filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Market data (1) Apply Market data filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Technical Advice filter Technical Advice
- Reference (288) Apply Reference filter
- Letter (226) Apply Letter filter
- Press Release (120) Apply Press Release filter
- Statement (120) Apply Statement filter
- Consultation Paper (112) Apply Consultation Paper filter
- Final Report (107) Apply Final Report filter
- Guidelines & Recommendations (101) Apply Guidelines & Recommendations filter
- Opinion (99) Apply Opinion filter
- Report (61) Apply Report filter
- Investor Warning (27) Apply Investor Warning filter
- Compliance table (22) Apply Compliance table filter
- Q&A (17) Apply Q&A filter
- Decision (12) Apply Decision filter
- Technical Standards (12) Apply Technical Standards filter
- Annual Report (4) Apply Annual Report filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (3) Apply SMSG Advice filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
||||
20/04/2022 | ESMA80-187-945 | Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 | Credit Rating Agencies, Trade Repositories, Transparency | Speech | PDF 178.1 KB |
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022: "ESMA – driving forward high-quality supervision and transparency in a single EU capital market" |
|||
28/11/2018 | ESMA35-43-1376 | Verena Ross Keynote speech at DSW-Better Finance International Investors’ Conference | MiFID - Investor Protection, Speeches | Speech | PDF 247.6 KB |
||||
24/01/2014 | 2013/1965 | Technical Advice to the Commission on procedural rules to impose fines and periodic penalty payments to Trade Repositories | Post Trading | Technical Advice | PDF 385.87 KB |
Reasons for publication On 29 of April 2013 ESMA received a formal request from the European Commission (the Commission) to provide technical advice to assist the Commission in formulating procedural rules to impose fines and periodic penalty payments to trade repositories (TRs) by delegated act. In order to deliver its advice to the Commission, ESMA consulted market participants regarding the procedural rules to impose fines and periodic penalty payments to TRs. Respondents to the consultation were encouraged to provide the relevant information in support of their arguments or proposals. ESMA published the consultation on 18 October 2013. The market participants could provide their comments until 15 November 2013. In total ESMA received two responses to the consultation. The respondents have required confidential treatment for their input. ESMA would like to thank respondents for providing input. Contents This document sets out a summary of the responses received by ESMA regarding the procedural rules to impose fines and periodic penalty payments to TRs and includes ESMA’s final technical advice to the Commission on the future Regulation on the procedural rules to impose fines and periodic penalty payments to TRs which will be adopted by the Commission in the form of a delegated act. It is worth noting that all major ESMA proposals were supported by respondents and where comments were received ESMA has considered them carefully. Next steps ESMA will follow-up on this work with the Commission towards the adoption of the Commission delegated regulation on procedural rules to impose fines and periodic penalty payments to TRs. |
|||
19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
03/09/2013 | 2013/1157 | Technical advice on third country regulatory equivalence under EMIR – US | Post Trading | Technical Advice | PDF 5.06 MB |
||||
03/09/2013 | 2013/1162 | Technical advice on third country regulatory equivalence under EMIR – Switzerland | Post Trading | Technical Advice | PDF 3.65 MB |
||||
03/09/2013 | 2013/1161 | Technical advice on third country regulatory equivalence under EMIR – Singapore | Post Trading | Technical Advice | PDF 3.55 MB |
||||
03/09/2013 | 2013/1158 | Technical advice on third country regulatory equivalence under EMIR – Japan | Post Trading | Technical Advice | PDF 3.76 MB |
||||
03/09/2013 | 2013/1160 | Technical advice on third country regulatory equivalence under EMIR – Hong Kong | Post Trading | Technical Advice | PDF 3.57 MB |
||||
03/09/2013 | 2013/1159 | Technical advice on third country regulatory equivalence under EMIR – Australia | Post Trading | Technical Advice | PDF 3.82 MB |
||||
01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
||||
29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
||||
11/11/2019 | ESMA70-151-2649 | Technical advice on comparable compliance | Post Trading | Technical Advice | PDF 790.06 KB |
||||
29/08/2018 | ESMA33-128-523 | Steven Maijoor Securitisation ECON Scrutiny Opening Statement | Securitisation, Speeches | Speech | PDF 228.13 KB |
||||
03/04/2019 | ESMA71-319-93 | Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors, Speeches | Speech | PDF 165.49 KB |
||||
10/11/2015 | 2015/1639 | Steven Maijoor at Economic and Monetary Affairs Committee, European Parliament, Scrutiny Hearing on MiFID II | MiFID - Investor Protection, Speeches | Speech | PDF 158.43 KB |
||||
26/05/2016 | 2016/739 | Speech Financial News 20th Anniversary Awards for Excellence- Steven Maijoor, 26 May 2016, London | MiFID - Investor Protection, Speeches | Speech | PDF 168.88 KB |
||||
02/12/2016 | 2016/1640 | Speech by Verena Ross, ESMA Executive Director at the 2016 Global Capital Markets Conference | MiFID - Investor Protection, Speeches | Speech | PDF 281.71 KB |
||||
05/10/2017 | ESMA35-42-597 | Speech by Steven Maijoor on financial education and investor protection in Europe- IOSCO World Investor Week | MiFID - Investor Protection, Speeches | Speech | PDF 222.15 KB |