ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
64
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Technical Advice X Speech X Securitisation X International cooperation X COVID-19 X European Single Electronic Format X MiFID - Investor Protection X Corporate Disclosure X Short Selling X CESR Archive X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/11/2018 ESMA35-43-1376 Verena Ross Keynote speech at DSW-Better Finance International Investors’ Conference , Speech PDF
247.6 KB
07/12/2004 04-660e Transparency in Costs, Practices and Performances- by Jean-Pierre Paelinck, Euroshareholders Speech PDF
27.75 KB
30/12/2004 04-660g The Single Market for Investment Funds: Market Integration and the „End User“ Perspective- by Wolfgang Mansfeld, Union Asset Management Holding AG Speech PDF
124.73 KB
07/12/2004 04-660c The integration of the single market for financial services: the Eurosystem perspective- by Jean-Claude Trichet, President of the ECB Speech PDF
60.8 KB
07/12/2004 04-660b The integration of European Financial Markets: What challenges ahead?- by Pervenche Berès, Chair of EMAC, European Parliament Speech PDF
144.73 KB
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies , Technical Advice PDF
4.59 MB
19/12/2014 2014/1569 Technical Advice to the Commission on MiFID II and MiFIR , Technical Advice PDF
2.8 MB
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper  (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months).
01/04/2020 ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II Technical Advice PDF
464.68 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Technical Advice PDF
337.33 KB
29/08/2018 ESMA33-128-523 Steven Maijoor Securitisation ECON Scrutiny Opening Statement , Speech PDF
228.13 KB
03/04/2019 ESMA71-319-93 Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019 , , , Speech PDF
165.49 KB
10/11/2015 2015/1639 Steven Maijoor at Economic and Monetary Affairs Committee, European Parliament, Scrutiny Hearing on MiFID II , Speech PDF
158.43 KB
01/09/2000 00-099b Stabilisation and Allotment: «A European Supervisory approach» Speech PDF
68.35 KB
With this paper, FESCO proposes : (1) a harmonised regulatory treatment of stabilisation practices by way of defining a
11/10/2005 ECOFIN 3L3 Speeches by the Lamfalussy Chairs at ECOFIN 11 October, on Progress and opportunities for better regulation Speech PDF
99.62 KB
26/05/2016 2016/739 Speech Financial News 20th Anniversary Awards for Excellence- Steven Maijoor, 26 May 2016, London , Speech PDF
168.88 KB
02/12/2016 2016/1640 Speech by Verena Ross, ESMA Executive Director at the 2016 Global Capital Markets Conference , Speech PDF
281.71 KB
05/10/2017 ESMA35-42-597 Speech by Steven Maijoor on financial education and investor protection in Europe- IOSCO World Investor Week , Speech PDF
222.15 KB
15/10/2019 ESMA71-319-144 Speech by Steven Maijoor on Corporate Governance in Zagreb , Speech PDF
108.62 KB
07/12/2004 04-660d Speech by Michel Pébereau, President of the European Banking Federation Speech PDF
47.47 KB
02/04/2003 03-115 Speech by Kaarlo Jännäri, Vice-chairman of CESR, at the European Compliance Conference Speech PDF
101.85 KB
TECC Lucerne, 2-4 April 2003

Pages