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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/04/2007 3L3 1/02/07 EW "Conflicts of interest in financial services groups" Speech by Eddy Wymeersch CESR Archive Speech PDF
88.45 KB
06/04/2007 3L3 1/02/07 MP "Conflicts of interest in financial services" speech by Michel Prada CESR Archive Speech PDF
29.12 KB
31/01/2007 07-055 "The regulatory regimes in the EU and in the US" by CESR Chairman Arthur Docters van Leeuwen- Delivered by Wim Moeliker CESR Archive Speech PDF
80.2 KB		 Delivered in Athens, 17 January 2007
06/03/2003 03-055 A network of regulators to meet the challenges of regulating European Capital Markets by Arthur Docters van Leeuwen CESR Archive Speech PDF
96.06 KB		 Text of the speech given by the CESR Chairman, Arthur Docters van Leeuwen, on 6th March 2003 at the Guildhall in London.
07/12/2004 04-660a Assessment of the integration of the Single Market for financial services by the Commission- by Charlie McCreevy, EU Commissioner for the Internal Market and Services CESR Archive Speech PDF
63.63 KB
25/10/2006 CESR 18/10/06 CESR's fifth anniversary- Intervention by Mr Thierry BRETON, French Minister of Economy, Finance and Industry CESR Archive Speech PDF
153.91 KB
21/09/2005 05-552 CESR’s Investment Management Agenda: First Experiences & Future Priorities” by Arthur Docters van Leeuwen CESR Archive Speech PDF
93.66 KB		 Keynote Address by Arthur Docters van Leeuwen, Chairman of the Committee of European Securities Regulators, at the EFAMA INVESTMENT FORUM 2005, which took place in Brussels on 23rd September 2005
05/11/2003 03-483 CESR’s role in creating the pan European rules by Arthur Docters van Leeuwen, Chairman of CESR CESR Archive Speech PDF
67.88 KB		 Held at APCIMS 2003 Annual Conference in London on 5 November 2003
13/02/2020 ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings Guidelines and Technical standards, Market Abuse Compliance table PDF
138.03 KB
04/02/2019 ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse Compliance table PDF
177.87 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Compliance table PDF
179.29 KB
08/12/2004 04-668 Enhancing supervisory convergence through CESR- by Arthur Docters van Leeuwen, Chairman of CESR CESR Archive Speech PDF
93.43 KB		 Speech held at the BBA Roundtable, London, 19 November 2004
09/10/2020 ESM22-103-1158 ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches Speech PDF
133.94 KB
03/02/2015 2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Market Abuse Technical Advice PDF
1021.03 KB		 This advice:•    specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; •    recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;•    suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified.  •    provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing  any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation.  . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and•    proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
23/06/2004 04-289 European Financial Integration: Progress and prospects- Comments to break-out session for asset management by Carlo Comporti, Deputy to the Secretary General, CESR. CESR Archive Speech PDF
63.26 KB		 European Commission Conference held 22/23 June 2004, Brussels
23/06/2004 04-318 European Financial Integration: Progress and prospects- Comments to European Commission Conference by Fabrice Demarigny, Secretary General of CESR CESR Archive Speech PDF
61.61 KB		 Comments to the Session on Securities, Trading and Investment held in Brussels on 23 June 2004
23/06/2004 04-330 European Financial Integration: Progress and prospects- Contribution to High Level Panel by Arthur Docters van Leeuwen, Chairman of CESR CESR Archive Speech PDF
61.3 KB		 High Level Panel held 22-23 June 2004 in Brussels
07/12/2004 04-660f Fully integrated market of funds?- by Francois Delooz, Head of Asset Management at BNP Paribas CESR Archive Speech PDF
24.4 KB		 Speech held at the CESR Conference 6 December 2004, Palais de la Bourse, Paris
27/09/2004 04-483 Management of Conflicts of Interest- Is there a ‘European Way’? Keynote Address by Arthur Docters van Leeuwen, Chairman of the CESR CESR Archive Speech PDF
95.56 KB		 This speech was delivered by Harman W.O.L.M Korte, Director at the Netherlands Authority for the Financial Markets, at the Fefsi Fund Forum, Amsterdam, 24th September 2004
27/09/2004 04-456 On-shore Europe, The regulation of Financial Markets by Arthur Docters van Leeuwen, Chairman of CESR CESR Archive Speech PDF
92.24 KB		 This speech was delivered by Wim Moeliker, member of the CESR-secretariat on 13 September 2004, Hilton Conference Centre, St Julians, Malta

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