ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
12
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- Corporate Information (86) Apply Corporate Information filter
- Post Trading (51) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (50) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Guidelines and Technical standards (46) Apply Guidelines and Technical standards filter
- Fund Management (41) Apply Fund Management filter
- MiFID - Investor Protection (28) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (26) Apply Credit Rating Agencies filter
- Joint Committee (24) Apply Joint Committee filter
- IFRS Supervisory Convergence (23) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (23) Apply Supervisory convergence filter
- Corporate Disclosure (20) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (20) Apply MiFID - Secondary Markets filter
- CESR Archive (18) Apply CESR Archive filter
- Planning reporting budget (17) Apply Planning reporting budget filter
- Innovation and Products (16) Apply Innovation and Products filter
- Prospectus (12) Apply Prospectus filter
- Board of Supervisors (11) Apply Board of Supervisors filter
- Market Integrity (9) Apply Market Integrity filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Benchmarks (8) Apply Benchmarks filter
- Market data (7) Apply Market data filter
- Sustainable finance (7) Apply Sustainable finance filter
- CCP Directorate (6) Apply CCP Directorate filter
- Management Board (6) Apply Management Board filter
- Securitisation (6) Apply Securitisation filter
- Trade Repositories (6) Apply Trade Repositories filter
- Corporate Finance (3) Apply Corporate Finance filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Short Selling (3) Apply Short Selling filter
- COVID-19 (2) Apply COVID-19 filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Advice filter Technical Advice
- Reference (19) Apply Reference filter
- Final Report (16) Apply Final Report filter
- Consultation Paper (12) Apply Consultation Paper filter
- Opinion (8) Apply Opinion filter
- Press Release (7) Apply Press Release filter
- Guidelines & Recommendations (6) Apply Guidelines & Recommendations filter
- Letter (4) Apply Letter filter
- Q&A (2) Apply Q&A filter
- Speech (2) Apply Speech filter
- Statement (2) Apply Statement filter
- CESR Document (1) Apply CESR Document filter
- Technical Standards (1) Apply Technical Standards filter
Your filters Reset all filters
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
13/07/2016 | 2016/1130 | Final Report on the Market Abuse Regulation Guidelines | Market Abuse, Market Integrity | Report | PDF 852.59 KB |
||||
15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
||||
04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
||||
13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
||||
12/12/2019 | ESMA70-156-2005 | MAR Article 33 Report on Sanctions | Market Abuse | Report | PDF 352.9 KB |
||||
21/12/2020 | ESMA70-156-3537 | Annual Report on MAR administrative and criminal sanctions 2020 | Market Abuse | Report | PDF 291.51 KB |
||||
22/12/2020 | ESMA70-156-3782 | ESMA report on application of AMP 2020 | Market Abuse | Report | PDF 1.38 MB |
||||
23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |