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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/02/2015 2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Market Abuse Technical Advice PDF
1021.03 KB		 This advice:•    specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; •    recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;•    suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified.  •    provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing  any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation.  . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and•    proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
13/07/2016 2016/1130 Final Report on the Market Abuse Regulation Guidelines Market Abuse, Market Integrity Report PDF
852.59 KB
04/10/2016 2016/1415 ESMA reporton on securities financing transactions and leverage in the EU Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.94 MB
06/06/2016 2016/743 Multi-venue trading increases liquidity in EU equity markets despite duplicate orders Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
247 KB
06/06/2016 2016/907 Economic Report on order duplication and liquidity measurement in EU equity markets Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.44 MB
09/12/2019 ESMA 50-157-2025 ASR on EU Derivatives markets- 2019 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.9 MB
05/04/2022 ESMA 50-165-1677 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2022 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
2.08 MB
01/09/2021 ESMA 50-165-1838 ESMA report on trends, risks and vulnerabilities no.2 2021- statistical annex Market data, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.72 MB
09/06/2022 ESMA 50-165-2153 ESMA Trends, Risks and Vulnerabilities report- Risk update Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
340.8 KB
06/09/2018 ESMA 50-165-633 ESMA Risk Dashboard No. 3 2018 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
931.94 KB
18/10/2018 ESMA 50-165-670 Annual statistical report of the EU Derivatives Markets- 2018 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.37 MB
29/11/2018 ESMA 50-165-688 ESMA Risk Dashboard No. 4 2018 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.05 MB
20/11/2020 ESMA WP-2020-04 ESMA working paper on HFT and ghost liquidity Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
631.76 KB
07/01/2020 ESMA WP-2020-1 ESMA working paper on market impacts of circuit breakers – Evidence from EU trading venues Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.63 MB
09/09/2020 ESMA WP-2020-2 ESMA working paper on Closet indexing indicators and investor outcomes Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
3.56 MB
29/09/2020 ESMA WP-2020-3 ESMA working paper on DVC mechanism and impact on EU equity markets Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
535.76 KB
30/11/2020 ESMA-50-165-1355 ASR on EU Securities markets- 2020 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.69 MB

This document has been updated on 30 November 2020 to include footnotes indicating the cut off date for the reference and transparency data used as a basis for certain analyses.
02/10/2020 ESMA20-95-1273 2021 Annual Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Report PDF
608.58 KB
28/09/2021 ESMA20-95-1430 2022 Annual Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Report PDF
589.43 KB
09/02/2018 ESMA20-95-839 Risk Assessment Work Programme 2018 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
452.74 KB

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