ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/06/2020 | ESMA71-99-1349 | ESMA Press Release SMSG 2020 | Board of Supervisors, Press Releases, Securities and Markets Stakeholder Group | Press Release | PDF 102.88 KB |
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| 14/02/2020 | ESMA71-99-1282 | ESMA seeks candidates for its stakeholder group | Press Releases, Securities and Markets Stakeholder Group | Press Release | PDF 92.77 KB |
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| 04/12/2018 | ESMA71-99-1069 | ESMA appoints a new Securities and Markets Stakeholder Group | Securities and Markets Stakeholder Group | Press Release | PDF 162.11 KB |
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| 05/07/2018 | ESMA71-99-999 | SMSG Renewal July 2018 Press Release | Press Releases, Securities and Markets Stakeholder Group | Press Release | PDF 146.18 KB |
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| 07/03/2017 | ESMA22-106-141 | Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | Statement | PDF 91.5 KB |
Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
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| 01/07/2016 | 2016/1066 | ESMA appoints new Securities and Markets Stakeholder Group | Press Releases, Securities and Markets Stakeholder Group | Press Release | PDF 156.76 KB |
The European Securities and Markets Authority (ESMA) has published the new list of members of its Securities and Markets Stakeholder Group (SMSG) following its approval by its Board of Supervisors. The selected individuals begin a 2½ year term on 1 July 2016 and will replace the group whose mandate expired on 30 June 2016. The new SMSG will be composed of 30 individuals drawn from across 13 Member States and representing ESMA’s key stakeholder constituencies – financial market participants (10), employee representatives (2), consumer representatives (6), users of financial services (3), small and medium sized enterprises (2) and academics (7). The new SMSG will feature 27 new members. A number of the incoming members have served in the previous SMSG. The SMSG was established according to ESMA’s founding regulation and facilitates consultation between ESMA and its key financial market stakeholders on its work. The SMSG provides ESMA with opinions and advice on its policy work and must be consulted on technical standards and guidelines and recommendations. Additionally, it can inform ESMA of any inconsistent application of European Union law as well as inconsistent supervisory practices in Member States. |
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| 03/12/2015 | 2015/1835 | ESMA seeks candidates for its stakeholder representative group | Securities and Markets Stakeholder Group, Press Releases | Press Release | PDF 88.54 KB |
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| 25/02/2014 | 2014/225 | ESMA Stakeholder Group elects Chair and Vice-Chairs | Press Releases, Securities and Markets Stakeholder Group | Press Release | PDF 69.4 KB |
ESMA Stakeholder Group elects Chair and Vice-Chairs The Securities and Markets Stakeholder Group (SMSG) of the European Securities and Markets Authority (ESMA) has elected Jesper Lau Hansen as its new Chair, and Judith Hardt and Peter De Proft, as its Vice-Chairs. The election took place at the first meeting of its new membership on 29 January 2014, following their appointment by ESMA’s Board of Supervisors in November 2013. The new Chair, Dr. Jesper Lau Hansen, is currently Professor of Company Law and Financial Markets Law at Copenhagen University and represents the academic constituency. The two Vice-Chairs, Judith Hardt, Director General, Federation of European Stock Exchanges (FESE), and Peter De Proft, Director General, European Fund and Asset Management Association (EFAMA), represent financial market participants. Dr. Jesper Lau Hansen, SMSG Chair, said: “I look forward to chairing the SMSG and, together with the Vice-Chairs, representing all securities markets stakeholders by ensuring that those who are directly affected by ESMA’s regulations have their voice heard in their preparation.” Mr. Peter De Proft, SMSG Vice-Chair said: “I am honoured to be appointed Vice Chair of this group for a second term, together with my colleague and Vice Chair, Judith Hardt and looking forward to working as a team with the Chair. “Our mandate is straightforward, but crucial. We must continue to ensure ongoing engagement with industry stakeholders. We are there to provide timely and insightful advice for ESMA and to support them in their mission of protecting investors while promoting stable and well-functioning financial markets in the European Union”. Ms. Judith Hardt, SMSG Vice-Chair said: “The securities markets stakeholder group has a strategic role to play in advising ESMA on the implementation of level 1 measures. Our priority is to help the group formulate timely and useful advice for ESMA at a critical time. I look forward to working together with the Chair and my colleague Peter De Proft.” The SMSG Chair and Vice-Chairs will serve for a period of 2½ years to coincide with the Group’s mandate. | |||
| 12/12/2013 | 2013/1909 | ESMA appoints new Securities Markets Stakeholders Group members | Press Releases, Securities and Markets Stakeholder Group | Press Release | PDF 108.69 KB |
ESMA appoints new Securities Markets Stakeholders Group members The European Securities and Markets Authority (ESMA) has announced the composition of its Securities Markets Stakeholder Group (SMSG) following its approval by ESMA’s Board of Supervisors. These individuals will begin a term of 2½ years on 1 January 2014 and will replace the group whose mandate expires on 31 December 2013. The new SMSG will be composed of 30 individuals drawn from across 17 Member States and representing ESMA’s key stakeholder constituencies – consumer representatives (4), users of financial services (5), financial market participants (10), financial institution employees (2), small and medium sized enterprises (1) and academics (8). A number of the incoming members have previously served in the first SMSG. The SMSG was set up to facilitate consultation with key financial market stakeholders on all aspects of ESMA’s work. The SMSG provides ESMA with opinions and advice on policy workstreams and must be consulted on technical standards and guidelines and recommendations. In addition, the Stakeholder Group is expected to notify ESMA of any inconsistent application of European Union law as well as inconsistent supervisory practices in the Member States. Steven Maijoor, ESMA Chair, said: “The SMSG makes an important contribution to ESMA’s policy development, providing us with timely and valuable input on how our regulatory activities may potentially affect the different users of financial markets. “We have enjoyed a very good working relationship with the outgoing members of the SMSG who, as well as contributing their views and experience to our policymaking discussions, have been pioneers in developing the role of their group as part of the new European System of Financial Supervision. I look forward to working with the SMSG’s new members on a host of challenging issues.” The SMSG meets at least four times a year, and in addition meets twice with ESMA’s Board of Supervisors. Their advice and opinions are published on ESMA’s website. | |||
| 24/07/2012 | 2011/39 | Update on measures adopted by competent authorities on short selling | CESR Archive | Statement | PDF 287.67 KB |
This is the PDF version of the statement. Please also see the word version of the statement which contains all links to the measures curretly in place. | |||
| 12/10/2011 | 2011/339 | Press release- ESMA Stakeholder Group elects Guillaume Prache as chair, Judith Hardt and Peter de Proft as vice-chairs | Press Releases, Securities and Markets Stakeholder Group | Press Release | PDF 29.29 KB |
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| 29/11/2010 | 10-217 | Press release- CESR finds Member States broadly compliant with Prospectus Directive | CESR Archive | Press Release | PDF 139.31 KB |
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| 16/11/2010 | 10-1429 | Press Release- SEC and CESR Members announce efforts to continue close cooperation as national securities regulators implement new regulatory reform initiatives | CESR Archive | Press Release | PDF 160.28 KB |
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| 26/10/2010 | 10-1314 | Press release- CESR sees improvements in financial instruments disclosures by European financial institutions in 2009 accounts | CESR Archive | Press Release | PDF 120.73 KB |
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| 26/10/2010 | 10-1083 | Follow-up Statement on Application of Disclosure Requirements Related to Financial Instruments in the 2009 Financial Statements | CESR Archive | Statement | PDF 282.3 KB |
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| 13/10/2010 | 10-1169 | Press release- CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation | CESR Archive | Press Release | PDF 160.05 KB |
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| 13/10/2010 | 10-1169 | Press release- CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation | CESR Archive | Press Release | PDF 160.05 KB |
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| 23/09/2010 | 10-1150 | Press release- CESR review identifies improvements in financial information throughout Europe in 2009 | CESR Archive | Press Release | PDF 167.55 KB |
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| 22/09/2010 | 3L3 22-09-10 PR | Press release- 3L3 Committees welcome European Parliament landmark vote to reform financial supervision in Europe | CESR Archive | Press Release | PDF 88.59 KB |
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| 15/09/2010 | 10-1128 | CESR Chair Tavares welcomes the two new proposals by the Commission for the regulation of derivatives markets and short selling | CESR Archive | Press Release | PDF 106.29 KB |