ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
39
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securitisation filter Securitisation
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Transparency filter Transparency
- (-) Remove Corporate Governance filter Corporate Governance
- CESR Archive (287) Apply CESR Archive filter
- Post Trading (83) Apply Post Trading filter
- Joint Committee (42) Apply Joint Committee filter
- Fund Management (37) Apply Fund Management filter
- Credit Rating Agencies (36) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (34) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (33) Apply Corporate Disclosure filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Supervisory convergence (31) Apply Supervisory convergence filter
- MiFID - Investor Protection (30) Apply MiFID - Investor Protection filter
- Prospectus (21) Apply Prospectus filter
- Market Abuse (20) Apply Market Abuse filter
- CCP Directorate (18) Apply CCP Directorate filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Market data (10) Apply Market data filter
- Market Integrity (9) Apply Market Integrity filter
- Short Selling (9) Apply Short Selling filter
- Sustainable finance (9) Apply Sustainable finance filter
- Benchmarks (8) Apply Benchmarks filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Trading (6) Apply Trading filter
- European Single Electronic Format (4) Apply European Single Electronic Format filter
- Corporate Information (3) Apply Corporate Information filter
- Brexit (2) Apply Brexit filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- Press Releases (2) Apply Press Releases filter
- Audit (1) Apply Audit filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- IAS Regulation (1) Apply IAS Regulation filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (564) Apply Guidelines & Recommendations filter
- Reference (190) Apply Reference filter
- Investor Warning (92) Apply Investor Warning filter
- Press Release (66) Apply Press Release filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Compliance table (41) Apply Compliance table filter
- Report (28) Apply Report filter
- Speech (28) Apply Speech filter
- Statement (28) Apply Statement filter
- Consultation Paper (27) Apply Consultation Paper filter
- Letter (21) Apply Letter filter
- Decision (16) Apply Decision filter
- Opinion (7) Apply Opinion filter
- Annual Report (6) Apply Annual Report filter
- CESR Document (2) Apply CESR Document filter
Your filters
Technical Advice X Technical Standards X Q&A X Final Report X Warnings and publications for investors X Management Board X Corporate Governance X Trade Repositories X Guidelines and Technical standards X Corporate Finance X Innovation and Products X Transparency X Securitisation X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 31/03/2022 | ESMA35-36-2537 | Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 475.42 KB |
||||
| 25/03/2022 | ESMA74-362-2351 | Final report- Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Final Report | PDF 714.09 KB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 14/02/2022 | ESMA50-1664-5224 | Final report- Guidelines on stress test scenarios under the MMF Regulation 2021 | Fund Management, Guidelines and Technical standards | Final Report | PDF 637.33 KB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 03/01/2022 | ESMA35-43-2938 | Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 537.74 KB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
| 12/10/2021 | ESMA82-402-683 | Final Report on STS notification for synthetic securitisations | Securitisation | Final Report | PDF 795.09 KB |
||||
| 12/07/2021 | ESMA74-362-1978 | Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR | Market data, Post Trading, Securities Financing Transactions, Trade Repositories | Final Report | PDF 278.42 KB |
||||
| 06/04/2021 | ESMA74-362-1853 | Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories | Market data, Supervisory convergence, Trade Repositories | Final Report | PDF 221.11 KB |
||||
| 18/12/2020 | ESMA50-157-2403 | Final report on Guidelines on outsourcing to cloud service providers | Innovation and Products | Final Report | PDF 384.63 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
||||
| 03/04/2020 | ESMA34-39-968 | Final report- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards | Final Report | PDF 483.83 KB |
||||
| 31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
||||
| 04/02/2020 | ESMA32-67-613 | Report on amendments to ESMA Guidelines on enforcement of financial information | Transparency | Final Report | PDF 272.06 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |