ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
92
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Securitisation filter Securitisation
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Audit filter Audit
- CESR Archive (287) Apply CESR Archive filter
- Post Trading (83) Apply Post Trading filter
- Credit Rating Agencies (37) Apply Credit Rating Agencies filter
- Fund Management (37) Apply Fund Management filter
- MiFID - Secondary Markets (34) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (33) Apply Corporate Disclosure filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- MiFID - Investor Protection (31) Apply MiFID - Investor Protection filter
- Supervisory convergence (31) Apply Supervisory convergence filter
- Prospectus (22) Apply Prospectus filter
- CCP Directorate (19) Apply CCP Directorate filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Market data (10) Apply Market data filter
- Market Integrity (9) Apply Market Integrity filter
- Short Selling (9) Apply Short Selling filter
- Sustainable finance (9) Apply Sustainable finance filter
- Innovation and Products (7) Apply Innovation and Products filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Trade Repositories (6) Apply Trade Repositories filter
- Trading (6) Apply Trading filter
- Corporate Finance (4) Apply Corporate Finance filter
- European Single Electronic Format (4) Apply European Single Electronic Format filter
- Transparency (4) Apply Transparency filter
- Corporate Information (3) Apply Corporate Information filter
- Brexit (2) Apply Brexit filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- Press Releases (2) Apply Press Releases filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- IAS Regulation (1) Apply IAS Regulation filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (568) Apply Guidelines & Recommendations filter
- Reference (196) Apply Reference filter
- Investor Warning (93) Apply Investor Warning filter
- Press Release (64) Apply Press Release filter
- Consultation Paper (59) Apply Consultation Paper filter
- Letter (46) Apply Letter filter
- Compliance table (45) Apply Compliance table filter
- Statement (36) Apply Statement filter
- Report (33) Apply Report filter
- Speech (17) Apply Speech filter
- Opinion (16) Apply Opinion filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Annual Report (6) Apply Annual Report filter
- Decision (6) Apply Decision filter
- SMSG Advice (3) Apply SMSG Advice filter
- CESR Document (2) Apply CESR Document filter
Your filters
Technical Advice X Technical Standards X Q&A X Final Report X Warnings and publications for investors X Corporate Governance X Benchmarks X Guidelines and Technical standards X Joint Committee X Securitisation X Market Abuse X Audit X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/07/2022 | ESMA80-196-6345 | Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Final Report | PDF 411.44 KB |
||||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
| 31/03/2022 | ESMA35-36-2537 | Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 475.42 KB |
||||
| 14/02/2022 | ESMA50-1664-5224 | Final report- Guidelines on stress test scenarios under the MMF Regulation 2021 | Fund Management, Guidelines and Technical standards | Final Report | PDF 637.33 KB |
||||
| 05/01/2022 | ESMA70-156-4966 | Final Report on MAR GLs on delayed disclosure and interactions with prudential supervision | Market Abuse | Final Report | PDF 369.64 KB |
||||
| 03/01/2022 | ESMA35-43-2938 | Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 537.74 KB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
||||
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
| 18/11/2021 | ESMA70-156-4953 | Final Report on draft RTS on the clearing and derivative trading obligations in view of the benchmark transition to risk free rates | Benchmarks, Post Trading | Final Report | PDF 948.59 KB |
||||
| 22/10/2021 | JC 2021 50 | Final report on taxonomy-related product disclosure RTS | Joint Committee, Sustainable finance | Final Report | PDF 1.62 MB |
||||
| 12/10/2021 | ESMA82-402-683 | Final Report on STS notification for synthetic securitisations | Securitisation | Final Report | PDF 795.09 KB |
||||
| 24/09/2021 | ESMA81-393-239 | Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation | Benchmarks | Final Report | PDF 315.98 KB |
||||
| 25/08/2021 | Joint Committee | ESAs 2020 Final Report on EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | Joint Committee | Final Report | PDF 338.72 KB |
||||
| 25/08/2021 | Joint Committee | JC 2018 Final Report on Big Data | Joint Committee | Final Report | PDF 520.31 KB |
||||
| 25/08/2021 | Joint Committee | JC 2016 Final Report Good supervisory practices for reducing mechanistic reliance on credit ratings | Joint Committee | Final Report | PDF 286.96 KB |