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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|04/01/2021||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|21/12/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|21/12/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|11/04/2019||ESMA80-196-2575||Guidance on EMIR and SFT TR registration||Trade Repositories||Reference||PDF
|28/05/2021||ESMA74-362-893||QAs on SFTR data reporting||Post Trading, Securities Financing Transactions, Trade Repositories||Q&A||PDF
|27/03/2020||ESMA74-362-546||Response form- CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT||Post Trading, Supervisory convergence, Trade Repositories||Reference||DOCX
|28/05/2021||esma74-362-2009||Response_form_Response_form_-_Consultation Paper on the Guidelines on Transfer of Data||Market data, Securities Financing Transactions, Trade Repositories||Reference||DOCX
|29/03/2021||ESMA74-362-1937||response form- Technical Advice on simplification TR fees under SFTR and EMIR||Securities Financing Transactions, Trade Repositories||Reference||DOCX
|27/03/2020||ESMA74-362-113||Response form-Table of fields- CP on the TS under EMIR REFIT||Post Trading, Supervisory convergence, Trade Repositories||Reference||XLSX
|11/01/2018||ESMA71-99-923||Factsheet on Trade Repositories Fees||Trade Repositories||Reference||PDF
|06/12/2017||ESMA71-99-669||ESMA MIFID and MAR Data Systems||Market Abuse, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC||Reference||PDF
|20/12/2019||ESMA71-100-1792||CRAs and TRs Follow Up Fees Factsheet||Credit Rating Agencies, Supervisory convergence, Trade Repositories||Reference||PDF
|04/12/2019||ESMA70-21038340-46||Compliance table for the Guidelines on market making activities under the Short Selling Regulation||Guidelines and Technical standards, Market Integrity, Short Selling||Compliance table||PDF
|28/05/2021||ESMA70-1861941480-52||Q&A on EMIR implementation||Post Trading, Trade Repositories||Q&A||PDF
|15/07/2021||ESMA70-156-4731||Response form for the Consultation Paper on MAR Guidelines||Market Abuse||Reference||DOCX
|06/05/2020||ESMA70-156-2803||Response form- SME Growth Markets||Market Abuse, Market Integrity, MiFID - Secondary Markets||Reference||DOCX
|04/10/2019||ESMA70-156-1394||Reply form for the Consultation Paper on MAR review report||Market Abuse||Reference||DOCX
|08/03/2021||ESMA70-151-2536||compliance table Guidelines APC Measures||Guidelines and Technical standards, Trade Repositories||Compliance table||PDF
|04/02/2019||ESMA70-145-67||Compliance table regarding MAR guidelines on delay in the disclosure of inside information||Guidelines and Technical standards, Market Abuse||Compliance table||PDF