ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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13/09/2017 | ESMA43-318-1079 | Warning- Unauthorised use of ESMA’s identity and logo | Corporate Information, Warnings and publications for investors | Reference | PDF 241.2 KB |
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28/02/2018 | ESMA PARIS | Visitor Handbook | Corporate Information | Reference | PDF 2.39 MB |
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19/11/2018 | ESMA32-60-403 | Video Tutorial on the European Single Electronic Format- Script | European Single Electronic Format | Reference | PDF 166.3 KB |
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04/04/2016 | 2016/225 | ToR IPISC | MiFID - Investor Protection | Reference | PDF 115.58 KB |
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11/02/2016 | 2016/215 | ToR CRSC | Corporate Disclosure | Reference | PDF 131.23 KB |
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27/05/2022 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 166.13 KB |
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19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
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29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
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02/02/2022 | ESMA35-43-2900 | Supervisory briefing in relation to firms using tied agents in the MiFID II framework | MiFID - Investor Protection | Reference | PDF 198.53 KB |
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27/10/2017 | ESMA32-63-364 | Summary of results of the fact finding exercise on IFRS 9 and IFRS 15 | Corporate Disclosure, IFRS Supervisory Convergence | Reference | PDF 292.46 KB |
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10/12/2018 | ESMA33-128-585 | STS Reporting Instructions | Securitisation | Reference | PDF 456.26 KB |
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13/08/2019 | ESMA33-128-761 | STS notifications cancelled as from 01/01/2019 Regulation 2402/2017 | Securitisation | Reference | XLSX 63.86 KB |
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22/10/2015 | 2015/1597 | Standard form for major holdings | Corporate Disclosure, Transparency | Reference | DOCX 350.81 KB |
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22/10/2015 | 2015/1596 | Standard form for disclosure of Home Member State | Corporate Disclosure, Transparency | Reference | DOCX 344.53 KB |
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26/10/2016 | 2016/1525 | Stakeholder meeting procedure | Corporate Information | Reference | PDF 308.52 KB |
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08/09/2021 | ESMA33-128-760 | Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017 | Securitisation | Reference | XLSX 117.86 KB |
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19/08/2020 | esma65-8-6469 | securitisation_disclosure_templates_xml_schema_1.2.0 | Securitisation | Reference | ZIP 8.18 MB |
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19/08/2020 | esma65-8-6469 | securitisation_disclosure_templates_xml_schema_1.1.0 | Securitisation | Reference | ZIP 8.04 MB |
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15/09/2020 | ESMA65-8-6469 | Securitisation Disclosure Templates Reporting Instructions-Dec 2019 | Securitisation | Reference | PDF 839.83 KB |