ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
20
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Technical Advice X Statement X Guidelines & Recommendations X Securitisation X Risk Analysis & Economics - Markets Infrastructure Investors X Transparency X Warnings and publications for investors X MiFID II: Transparency Calculations and DVC X Audit X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
31/07/2014 2014/944 Potential Risks Associated with Investing in Contingent Convertible Instruments Warnings and publications for investors, Innovation and Products Statement PDF
106.1 KB		 The European Securities and Markets Authority (ESMA) is issuing this statement to clarify to institutional investors risks from a newly emerging asset class referred to by most market participants as contingent convertibles instruments (CoCos). If they work as intended in a crisis CoCos will play an important role to inhibit risk transfer from debt holders to taxpayers. They along with standards to improve the quality and quantity of bank capital reflect a considerate response to the former regulatory capital framework. However, it is unclear as to whether investors fully consider the risks of CoCos and correctly factor those risks into their valuation. ESMA believes there are specific risks to CoCos and that investors should take those risks into consideration prior to investing in these instruments.
10/11/2016 2016-1563 Issues for consideration in implementing IFRS 9: Financial Instruments Audit, Corporate Disclosure, IFRS Supervisory Convergence Statement PDF
256.22 KB
13/11/2017 ESMA50-157-829 ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs) Innovation and Products, Warnings and publications for investors Statement PDF
444.01 KB
13/11/2017 ESMA50-157-828 ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements Innovation and Products, Warnings and publications for investors Statement PDF
330.73 KB
15/12/2017 ESMA71-99-910 Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients MiFID - Investor Protection, Warnings and publications for investors Statement PDF
209.47 KB
23/05/2018 ESMA71-99-979 ESMA appoints new chair to its Committee of Economic and Markets’ Analysis Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors Statement PDF
209.05 KB
30/05/2018 ESMA71-99-991 Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive MiFID - Investor Protection, Warnings and publications for investors Statement PDF
926.71 KB
07/11/2018 ESMA71-99-1058 ESMA new SC chairs Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors Statement PDF
142.32 KB
13/11/2018 ESMA33-128-505 Final Technical Advice Securitisation Repositories Fees Securitisation Technical Advice PDF
570.74 KB
11/01/2019 ESMA33-128-577 Statement on Securitisation implementation Securitisation Statement PDF
324.46 KB
05/02/2019 ESMA 70-155-7026 Use of UK data in ESMA databases in case of a no-deal Brexit Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC Statement PDF
281.69 KB
19/03/2019 ESMA65-8-6254 Public statement on Brexit Data Operational Plan Brexit, MiFID II: Transparency Calculations and DVC Statement PDF
147.23 KB
28/03/2019 ESMA90-1-83 Brexit Update March 2019 Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories Statement PDF
121.13 KB
07/10/2019 ESMA90-1-167 Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC Statement PDF
179.84 KB
07/10/2019 ESMA65-8-6254 ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019 Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC Statement PDF
154.85 KB
esma70-155-7658_statement_brexit_esma_it_systems_oct_19.pdf
07/10/2019 ESMA70-155-7658 Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC Statement PDF
155.54 KB
esma90-1-167_public_statement_-_brexit_update_october_2019.pdf
esma65-8-6254_public_statement_on_brexit_data_operational_plan_-_version_31_october_2019.pdf
04/02/2020 ESMA32-50-218 Guidelines on enforcement of financial information Transparency Guidelines & Recommendations PDF
332.95 KB
27/03/2020 ESMA31-67-742 Public statement on publication deadlines under the Transparency Directive COVID-19, Transparency Statement PDF
88.72 KB
09/04/2020 ESMA70-155-9817 ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds COVID-19, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC Statement PDF
94.58 KB
05/02/2021 ESMA33-128-1001 Guidelines on portability of information between securitisation repositories under the Securitisation Regulation Securitisation Guidelines & Recommendations PDF
194.41 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv