ESMA LIBRARY
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Annual Report X Q&A X Reference X Risk Analysis & Economics - Markets Infrastructure Investors X Supervisory convergence X Trade Repositories X Brexit X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/01/2021 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 115.81 KB |
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| 04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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| 04/01/2021 | ESMA-UKFCA MoU | ESMA-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 195.27 KB |
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| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
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| 26/11/2020 | ESMA74-362-991 | Response Form CP DRSP Fees | Post Trading, Supervisory convergence, Trading | Reference | DOCX 760.67 KB |
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| 26/11/2020 | ESMA74-362-991 | Reponse form CP DRSP Criteria for Derogation | Supervisory convergence, Trading | Reference | DOCX 761.38 KB |
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| 11/11/2020 | ESMA50-165-1371 | ESMA Risk Dashboard No. 2 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 621.57 KB |
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| 05/11/2020 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 208.93 KB |
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| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
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| 12/10/2020 | ESMA22-105-1230 | Annex to Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches | Reference | PDF 350.51 KB |
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| 02/09/2020 | ESMA50-165-1274 | ESMA report on trends, risks and vulnerabilities no.2 2020- statistical annex | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 3.26 MB |
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| 31/07/2020 | EMIR 59.3 register | List of registered trade repositories | Trade Repositories | Reference | XLSX 48.97 KB |
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| 08/07/2020 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.03 MB |
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| 05/06/2020 | ESMA42-111-4966 | ESMA Peer Review Methodology | Supervisory convergence | Reference | PDF 312.79 KB |
This document replaces the previous version of the Peer Review Methodology |
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| 14/05/2020 | ESMA50-165-1179 | ESMA Risk Dashboard No. 1 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 649.24 KB |
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| 02/04/2020 | ESMA 70-152-3050 | CCSPSA consultation_Response Form | Joint Committee, Post Trading, Supervisory convergence | Reference | DOCX 774.63 KB |
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| 27/03/2020 | ESMA70-151-3035 | PTRR consultation_Response Form | Post Trading, Supervisory convergence | Reference | DOCX 774.88 KB |
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| 27/03/2020 | ESMA74-362-546 | Response form- CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Reference | DOCX 771.64 KB |
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| 27/03/2020 | ESMA74-362-113 | Response form-Table of fields- CP on the TS under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Reference | XLSX 67.82 KB |
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| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |