ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
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23/02/2022 | ESMA91-372-1785 | Call for Evidence on CCP Climate Stress Tests | CCP Directorate | Consultation Paper | PDF 394.62 KB |
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07/05/2012 | 2012/278 | Call for evidence on Transaction reporting | Market Integrity | Consultation Paper | PDF 286 KB |
This call for evidence seeks to collect interested parties’ views on what elements ESMA should consider in its work on guidelines on harmonised transaction reporting, as well as opinions on what areas of the OTC derivatives guidelines need to be updated. On the basis of responses received to this call for evidence, ESMA will define its further work on guidelines on harmonised transaction reporting and launch a full public consultation. | |||
14/09/2011 | 2011/288 | Call for evidence- Empty voting | Corporate Disclosure, Corporate Governance, Transparency | Consultation Paper | PDF 81.13 KB |
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23/10/2020 | ESMA70-151-3023 | Consultation Paper on Article 15 and 49 EMIR | CCP Directorate | Consultation Paper | PDF 581.02 KB |
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25/09/2020 | ESMA80-187-623 | Consultation Paper on BMR Advice Fees | Benchmarks | Consultation Paper | PDF 479.77 KB |
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18/11/2021 | ESMA70-151-3396 | Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination | CCP Directorate | Consultation Paper | PDF 424.68 KB |
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18/11/2021 | ESMA91-372-1495 | Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail | CCP Directorate | Consultation Paper | PDF 394.3 KB |
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18/11/2021 | ESMA70-151-3428 | Consultation Paper on draft RTS on Resolution Colleges | CCP Directorate | Consultation Paper | PDF 481.64 KB |
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18/11/2021 | ESMA70-151-3239 | Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR) | CCP Directorate | Consultation Paper | PDF 399.21 KB |
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18/11/2021 | ESMA91-372-1469 | Consultation Paper on draft RTS on the content of CCP resolution plans | CCP Directorate | Consultation Paper | PDF 638.75 KB |
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18/11/2021 | ESMA70-151-3384 | Consultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution | CCP Directorate | Consultation Paper | PDF 825.54 KB |
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27/05/2016 | 2016/723 | Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 905.26 KB |
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27/05/2019 | ESMA70-145-1145 | Consultation paper on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trades Repositories | Market Integrity, Post Trading | Consultation Paper | PDF 545.53 KB |
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23/10/2020 | ESMA70-151-3076 | Consultation Paper on Guidelines under Article 21 of EMIR | CCP Directorate | Consultation Paper | PDF 409.12 KB |
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10/11/2014 | 2014/1352 | Consultation Paper on review of the technical standards on reporting under Article 9 of EMIR | Market Integrity | Consultation Paper | PDF 657.07 KB |
The European Securities and Markets Authority (ESMA) has today published a consultation paper on the revision of the Regulatory Technical Standards (RTS) and implementing technical standards (ITS) in relation to the European Market Infrastructure Regulation (EMIR). The ESMA RTS/ ITS deal with the obligation of counterparties' and CCP's to report to trade repositories. Since the entry into force of the RTS and ITS, ESMA has worked on ensuring their consistent application. The practical implementation of EMIR reporting showed some shortcomings and highlighted particular instances for improvements so that the EMIR reports better fulfil their objectives. ESMA revised standards propose to clarify the interpretation of the data fields needed for the reporting to trade repositories and the most appropriate way of populating them. ESMA will consider stakeholder's feedback to the proposed revised standards by 13 February 2015. | |||
07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |
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28/05/2021 | ESMA74-362-1941 | Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 658.69 KB |
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28/01/2016 | 2016/162 | Consultation paper- Draft Guidelines on the Market Abuse Regulation | Market Abuse, Market Integrity | Consultation Paper | PDF 406.76 KB |
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25/02/2021 | ESMA80-187-807 | Consultation Paper- Guidelines on use of alternative methodology | Benchmarks | Consultation Paper | PDF 263.42 KB |