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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/11/2000 Fesco/99-127 1999-2000 Report on the activities of FESCO CESR Archive Annual Report PDF
378.9 KB
08/12/2006 06-627 2007 Work Programme for the Committee of European Securities Regulators CESR Archive Reference PDF
78.79 KB
09/08/2011 2011/239 2011 Calendar of the Chair and Executive Director of ESMA- updated 20 December 2011 Corporate Information Reference PDF
219.25 KB
24/01/2013 ESMA 2011 Annex 3 2011 Declaration of Assurance by the Executive Director of ESMA Corporate Information Reference PDF
30.51 KB
31/12/2013 2013/1986 2013 Calendar of the Chair and Executive Director of ESMA Corporate Information Reference PDF
213.22 KB		 In order to ensure transparency in their dealings with external stakeholders the Chair and Executive Director made an undertaking to the European Parliament to publish details of these meetings. This calendar is updated on a regular basis.
23/01/2013 2013/87 2013 CRA supervision and policy work plan Credit Rating Agencies Reference PDF
114.95 KB
05/04/2013 2013/455 2013 Regulatory Work Programme Corporate Information Reference PDF
562.57 KB		 2013 Regulatory Work Programme The 2013 Regulatory Work Programme (RWP) is based on ESMA’s 2013 Work Programme, published in October 2012, and provides a detailed breakdown of the of the individual workstreams as outlined in the 2013 Work Programme.  The RWP is based on the draft proposals of the European Commission for a number of upcoming legislative texts including MiFIR, MAR etc, and the timelines and details for various work streams are subject to further revision once the European Union institutions have finalised the relevant legislation.The RWP should normally be published in conjunction with the annual Work Programme on which it is based.  However, the 2013 RWP was delayed due to uncertainty over several components of the EU’s legislative programme.  As this uncertainty has been prevalent over the last two years, ESMA will amend its procedures to allow it to publish the RWP in Q1 of the relevant year, rather than with its Work Programme the preceding autumn.The RWP was approved on 29 January 2013 by ESMA’s Board of Supervisors.
25/03/2014 2014 Calendar 2014 Calendar of the Chair and Executive Director of ESMA Corporate Information Reference PDF
206.87 KB		 In order to ensure transparency in their dealings with external stakeholders the Chair and Executive Director made an undertaking to the European Parliament to publish details of these meetings. This calendar is updated on a regular basis.
12/02/2014 2014/172 rev 1 2014 Regulatory Work Programme Planning reporting budget Reference PDF
83.79 KB
16/11/2015 2015 Calendar 2015 Calendar of the Chair and Executive Director of ESMA Corporate Information Reference PDF
233.06 KB

In order to ensure transparency in their dealings with external stakeholders the Chair and Executive Director made an undertaking to the European Parliament to publish details of these meetings. This calendar is updated on a regular basis.
01/12/2015 JC/2015/079 2015 list of identified Financial Conglomerates Joint Committee, MiFID - Investor Protection Reference PDF
146.29 KB
01/10/2014 2014/1200 2015 Work Programme Corporate Information, Management Board, Board of Supervisors Reference PDF
500.54 KB		 The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources.
23/02/2015 2014/1200rev 2015 Work Programme Planning reporting budget Reference PDF
392.74 KB		 The European Securities and Markets Authority (ESMA) has published its revised Work Programme for 2015. The revised programme, based on an approved budget of €33,601,402 and 137 Establishment Plan posts following the adoption of the EU Budget, sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision.
10/10/2014 JC/2014/74 2015 Work Programme of the Joint Committee of the European Supervisory Authorities Joint Committee Reference PDF
241.51 KB
28/09/2015 2015/1469 2015-1469- Investment Firms briefing MiFID - Secondary Markets, Press Releases Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing MiFID - Secondary Markets, Press Releases Reference PDF
307.12 KB
25/02/2016 2016 Calendar 2016 Calendar of the Chair and Executive Director of ESMA Corporate Information Reference PDF
255.52 KB
10/02/2016 2016-202 2016 Regulatory Work Programme Planning reporting budget Reference PDF
43.36 KB
11/02/2016 2016/203 2016 Supervisory Convergence Work Programme Corporate Information, Supervisory convergence Reference PDF
340.61 KB

The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935).

The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU.  It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment.

Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based.
10/02/2016 2015-1475rev 2016 Work Programme Planning reporting budget Reference PDF
422.38 KB

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