ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/11/2000 Fesco/99-127 1999-2000 Report on the activities of FESCO Annual Report PDF
378.9 KB
09/04/2002 01-014d A European Regime of Investor Protection – The Harmonisation of Conduct of Business Rules CESR Document PDF
133.19 KB
This set of Standards and Rules provides harmonised core conduct of business rules for retail investors in the following areas: Standards and Rules of general application, information to be provided to customers, the "know your customer" standards and the duty of care, customers agreements, dealing requirements (including the "best execution" standards) and individual discretionary portfolio management. The profesional and counterparty regime, including the categorisation of investors paper, requires further work by CESR.
08/07/2002 02-098b A European Regime of Investor Protection – The Professional and Counterparty Regimes CESR Document PDF
63.43 KB
This paper completes the work conducted by CESR on the harmonization of conduct of business rules under the existing Article 11 of the Investment Services Directive. It complements the document (CESR/01-014d) adopted in April 2002 on the so called "retail regime", i.e. the regime applicable to investment services provided to non-professional customers. The paper builds on the proposal for the "Categorisation of investors for the purpose of conduct of business rules". The paper contains: I) core conduct of business rules which should apply to investment services between investment firms and professionals and II) core standards for "counterparty relationships".
06/05/2003 03-129 Additional Draft Feedback Statement on Level 2 Implementing measures for the proposed Prospectus Directive CESR Document PDF
131.89 KB
On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
25/04/2003 03-067b Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Feedback Statement CESR Document PDF
220.18 KB
On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
16/07/2012 ESMA 2011 GA An tÚdarás Eorpach Urrús agus Margaí- Tuarascáil Bhliantúil 2011 Annual Report PDF
121.09 KB
This is a summary of the 2011 annual report of ESMA.
24/01/2013 ESMA 2011 Annex 1-2 Annual Activity Report 2011 Annual Report PDF
161 KB
14/06/2017 ESMA20-95-590 Annual Report 2016 , , Annual Report PDF
2.94 MB

Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly

19/06/2018 ESMA20-95-916 Annual Report 2017 , , Annual Report PDF
10.77 MB
14/06/2019 ESMA20-95-1136 Annual Report 2018 Annual Report PDF
6.84 MB
15/11/2018 ESMA70-145-1081 Annual report on administrative and criminal sanctions and other administrative measures under MAR , Annual Report PDF
158.47 KB
28/11/2014 ESMA 2013 AR ES Autoridad Europea de Valores y Mercados Annual Report PDF
286.51 KB
ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea.
16/07/2012 ESMA 2011 ES Autoridad Europea de Valores y Mercados- Informe anual 2011 Annual Report PDF
132.36 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR PT Autoridade Europeia dos Valores Mobiliários e dos Mercados Annual Report PDF
388.6 KB
PT - Esta tradução foi fornecida pelo Centro de Tradução dos Organismos da União Europeia.
16/07/2012 ESMA 2011 PT Autoridade Europeia dos Valores Mobiliários e dos Mercados- Relatório Anual 2011 Annual Report PDF
132.8 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 RO Autoritatea europeană pentru valori mobiliare şi pieţe- Raportul anual pentru 2011 Annual Report PDF
122.18 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR RO Autoritatea Europeană pentru Valori Mobiliare și Piețe Annual Report PDF
450.43 KB
RO - Aceasta traducere a fost asigurata de Centrul de Traduceri pentru Organismele Uniunii Europene.
28/11/2014 ESMA 2013 AR IT Autorità europea degli strumenti finanziari e dei mercati Annual Report PDF
302.16 KB
IT - La presente traduzione è stata fornita dal Centro di traduzione degli organismi dell’Unione europea.
16/07/2012 ESMA 2011 IT Autorità europea degli strumenti finanziari e dei mercati- Relazione annuale 2011 Annual Report PDF
123.48 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR FR Autorité européenne des marchés financiers Annual Report PDF
302.95 KB
FR - La présente traduction a été fournie par le Centre de traduction des organes de l’Union européenne.

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