ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
24
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Annual Report X Decision X Board of Supervisors X Securities Financing Transactions X Securitisation X Trade Repositories X Securities and Markets Stakeholder Group X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
12/07/2021 ESMA41-356-187 Decision- DTCC Derivatives Repository , Decision PDF
1.13 MB
16/06/2021 ESMA20-95-1381 2020 Annual Report , , , Annual Report PDF
4 MB
30/03/2021 ESMA41-356-168 Public Notices Moodys UK DE ES FR IT , Decision PDF
277.29 KB
30/03/2021 ESMA41-356-132 Decision 5-2021 Moody's Spain , Decision PDF
332.83 KB
30/03/2021 ESMA41-356-131 Decision 4-2021 Moody's Italy , Decision PDF
350.91 KB
30/03/2021 ESMA41-356-130 Decision 3-2021 Moody's Germany , Decision PDF
333.78 KB
30/03/2021 ESMA41-356-129 Decision 2-2021 Moody's France , Decision PDF
352.97 KB
30/03/2021 ESMA41-356-114 Decision 1-2021 Moody's UK , Decision PDF
728.73 KB
06/11/2020 ESMA70-155-11210 Delegation third country TV post trade transparency , Decision PDF
124.97 KB
27/08/2020 ESMA22-106-2371 SMSG Rules of Procedure 2020 Decision PDF
166.57 KB
15/06/2020 ESMA20-95-1264 2019 Annual Report , , , Annual Report PDF
3.03 MB
15/06/2020 ESMA20-95-1132 2020 Annual Work Programme- revised , , , Annual Report PDF
548.42 KB
09/03/2020 ESMA80-199-332 ESMA Supervision- Annual Report 2019 and Work Programme 2020 , , , , Annual Report PDF
825.72 KB
11/02/2020 ESMA22-328-356 Decision of the Board of Supervisors- Election of Management Board Members , Decision PDF
116.69 KB
17/10/2019 ESMA74-362-111 Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters Decision PDF
127.62 KB
11/10/2018 ESMA70-155-5905 Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits , Decision PDF
222.28 KB
11/10/2018 ESMA70-155-5775 Delegation third country TV post trade transparency , Decision PDF
219.76 KB
19/06/2018 ESMA20-95-916 Annual Report 2017 , , Annual Report PDF
10.77 MB
14/06/2017 ESMA20-95-590 Annual Report 2016 , , Annual Report PDF
2.94 MB

Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly

01/06/2017 ESMA41-137-1005 Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited , Decision PDF
207.16 KB