ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/08/2011 | 2011/266 | Public statement- harmonised regulatory action on short-selling in the EU | Short Selling, Press Releases | Statement | PDF 97.39 KB |
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| 25/11/2011 | 2011/397 | Public statement on sovereign debt in IFRS financial statements | Corporate Disclosure, Corporate Governance, IFRS Supervisory Convergence, Press Releases | Statement | PDF 189.46 KB |
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| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 30/08/2012 | 2012/537 | STATEMENT- Short Selling Regulation Update: Market Maker & Primary Dealer Exemption Notification Procedure | Short Selling, Market Integrity, Press Releases | Statement | PDF 77.92 KB |
The European Securities and Markets Authority (ESMA) is publishing this notice to alert financial market participants to its upcoming consultation on the market making and authorised primary dealer exemption under the EU’s Short Selling Regulation (SSR) and the procedure to be followed by firms and regulators in dealing with notifications of intention to use the exemption. | |||
| 01/10/2012 | 2012/641 | ESMA approves Axesor S.A. as a credit rating agency | Credit Rating Agencies, Press Releases | Statement | PDF 83.07 KB |
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| 04/12/2012 | 2012/802 | Statement: Operating Principles and Areas of Exploration in the Regulation of the Cross-Border Derivatives Market | Press Releases | Statement | PDF 131.03 KB |
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| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
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| 10/02/2016 | 2016-278 | EU-US approach CCP equivalence | Post Trading, Press Releases | Statement | PDF 97.22 KB |
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| 21/07/2016 | 2016/1159 | Public notice- Infrigement by Fitch | Credit Rating Agencies, Press Releases | Statement | PDF 324.96 KB |
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| 31/05/2017 | ESMA71-99-470 | ESMA registers Bloomberg Trade Repository Limited as a trade repository | Press Releases, Trade Repositories | Statement | PDF 141.48 KB |
The European Securities and Markets Authority (ESMA), the EU supervisor of trade repositories (TRs), has registered Bloomberg Trade Repository Limited as a TR under the European Market Infrastructure Regulation (EMIR), with effect from 7 June 2017. Bloomberg Trade Repository Limited is based in the United Kingdom and covers the following derivative asset classes: commodities, credit, foreign exchange, equities and interest rates. |
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| 13/11/2017 | ESMA71-99-650 | Kroll Bond Rating Agency Europe Limited Registration | Credit Rating Agencies, Press Releases | Statement | PDF 164.33 KB |
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| 13/03/2018 | ESMA70-143-30 | First meeting of the Euro Risk Free Rate Working Group – Steven Maijoor concluding remarks | Benchmarks | Statement | PDF 154.5 KB |
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| 09/11/2018 | ESMA80-187-149 | Public statement- Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union | Brexit, Credit Rating Agencies, Trade Repositories | Statement | PDF 137.78 KB |
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| 23/11/2018 | ESMA70-151-1948 | Managing risks of a no-deal Brexit in the area of central clearing | Brexit, Post Trading, Press Releases | Statement | PDF 128.26 KB |
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| 28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
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| 07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |
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| 07/10/2019 | ESMA70-155-8500 | Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR) | Benchmarks, Brexit, MiFID - Secondary Markets | Statement | PDF 140.47 KB |
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| 04/12/2019 | ESMA71-99-1254 | Acting Chair CCP Supervisory Committee | Board of Supervisors, Corporate Information, Post Trading, Press Releases | Statement | PDF 82.87 KB |
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| 30/01/2020 | ESMA71-99-1279 | Statement on ESMA Standing Committee Chair appointments Jan 2020 | Board of Supervisors, Press Releases | Statement | PDF 89.15 KB |
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| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |