ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
12
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Fund Management filter Fund Management
- (-) Remove Market Abuse filter Market Abuse
- CESR Archive (126) Apply CESR Archive filter
- Corporate Information (76) Apply Corporate Information filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (10) Apply MiFID - Secondary Markets filter
- Post Trading (9) Apply Post Trading filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Transparency (4) Apply Transparency filter
- MiFID - Investor Protection (3) Apply MiFID - Investor Protection filter
- Prospectus (3) Apply Prospectus filter
- Management Board (2) Apply Management Board filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Benchmarks (1) Apply Benchmarks filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Short Selling (1) Apply Short Selling filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- Press Release (326) Apply Press Release filter
- Guidelines & Recommendations (178) Apply Guidelines & Recommendations filter
- Reference (133) Apply Reference filter
- Consultation Paper (70) Apply Consultation Paper filter
- Final Report (64) Apply Final Report filter
- Statement (46) Apply Statement filter
- Letter (39) Apply Letter filter
- Report (38) Apply Report filter
- Speech (37) Apply Speech filter
- Opinion (22) Apply Opinion filter
- Compliance table (16) Apply Compliance table filter
- Q&A (10) Apply Q&A filter
- Technical Advice (9) Apply Technical Advice filter
- Decision (7) Apply Decision filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Annual Report X CESR Document X Technical Standards X European Single Electronic Format X Press Releases X Innovation and Products X Joint Committee X Market Abuse X Fund Management X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/05/2009 | 09-220 | Feedback statement- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market | Market Abuse | CESR Document | PDF 238.16 KB |
||||
| 24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
||||
| 02/04/2013 | 2013/413 | Final Report- Draft regulatory technical standards on types of AIFMs | Fund Management | Technical Standards | PDF 116.08 KB |
The European Securities and Markets Authority (ESMA) has published its draft regulatory technical standards (RTS) to determine types of alternative investment fund managers (AIFMs), where relevant in the application of the AIFMD. The draft RTS distinguish AIFMs managing alternative investment funds (AIF) of the open-ended type and AIFMs managing AIFs of the closed-ended type, in order to apply the rules on liquidity management, the valuation procedures and the transitional provisions of the AIFMD. ESMA was required to develop these RTS by Article 4(4) of the AIFMD and they are aimed at ensuring uniform conditions of application of the AIFMD across the European Union. | |||
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 20/02/2014 | 2014/160 | Draft implementing technical standards on notification- EuVECA | Fund Management | Technical Standards | PDF 175.99 KB |
||||
| 20/02/2014 | 2014/161 | Draft implementing technical standards on notification- EuSEF | Fund Management | Technical Standards | PDF 29.18 KB |
||||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 18/09/2015 | 2015/1409 | Draft Implementing Technical Standards on penalties and measures under Directive 2009/65/EC (UCITS Directive) | Fund Management | Technical Standards | PDF 339.52 KB |
||||
| 28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 222.9 KB |