ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
38
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securitisation filter Securitisation
- Securities and Markets Stakeholder Group (99) Apply Securities and Markets Stakeholder Group filter
- Warnings and publications for investors (92) Apply Warnings and publications for investors filter
- Corporate Information (88) Apply Corporate Information filter
- MiFID - Investor Protection (53) Apply MiFID - Investor Protection filter
- Risk Analysis & Economics - Markets Infrastructure Investors (50) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Guidelines and Technical standards (46) Apply Guidelines and Technical standards filter
- Fund Management (36) Apply Fund Management filter
- Post Trading (35) Apply Post Trading filter
- Joint Committee (27) Apply Joint Committee filter
- IFRS Supervisory Convergence (23) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (22) Apply Supervisory convergence filter
- CESR Archive (17) Apply CESR Archive filter
- Corporate Disclosure (17) Apply Corporate Disclosure filter
- Planning reporting budget (17) Apply Planning reporting budget filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- Board of Supervisors (11) Apply Board of Supervisors filter
- Market Abuse (11) Apply Market Abuse filter
- Sustainable finance (11) Apply Sustainable finance filter
- Prospectus (9) Apply Prospectus filter
- Benchmarks (8) Apply Benchmarks filter
- Market Integrity (8) Apply Market Integrity filter
- Market data (7) Apply Market data filter
- CCP Directorate (6) Apply CCP Directorate filter
- Management Board (6) Apply Management Board filter
- Trade Repositories (6) Apply Trade Repositories filter
- Corporate Finance (3) Apply Corporate Finance filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Short Selling (2) Apply Short Selling filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- (-) Remove Investor Warning filter Investor Warning
- Reference (146) Apply Reference filter
- Opinion (93) Apply Opinion filter
- Consultation Paper (43) Apply Consultation Paper filter
- Press Release (43) Apply Press Release filter
- Speech (40) Apply Speech filter
- Statement (33) Apply Statement filter
- Final Report (27) Apply Final Report filter
- Letter (27) Apply Letter filter
- Guidelines & Recommendations (13) Apply Guidelines & Recommendations filter
- Q&A (9) Apply Q&A filter
- Technical Standards (7) Apply Technical Standards filter
- Technical Advice (5) Apply Technical Advice filter
- Decision (3) Apply Decision filter
- Vacancy (2) Apply Vacancy filter
Your filters
Annual Report X SMSG Advice X Compliance table X Report X Investor Warning X Innovation and Products X MiFID - Secondary Markets X Securitisation X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
||||
28/02/2017 | ESMA70-872942901-21 | Final report on draft RTS on package orders for which there is a liquid market | MiFID - Secondary Markets | Report | PDF 712.46 KB |
||||
31/03/2017 | ESMA/2017/70-8792942901-40 | Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Report | PDF 644.29 KB |
||||
07/06/2017 | ESMA50-158-457 | ESMA response to the Commission Consultation Paper on Fintech: A more competitive and innovative financial sector | Innovation and Products | Report | PDF 712.26 KB |
|
|||
29/09/2017 | ESMA70-156-227 | Final report on draft RTS on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Report | PDF 609.23 KB |
||||
16/07/2018 | ESMA33-128-473 | Final Report- Draft RTS on authorisation of firms providing STS verification services | Securitisation | Report | PDF 593.91 KB |
||||
16/07/2018 | ESMA33-128-477 | Final Report on STS notification | Securitisation | Report | PDF 1.5 MB |
||||
07/01/2019 | JC 2018 74 | Joint ESA report on Regulatory sandboxes and innovation hubs | Innovation and Products, Joint Committee | Report | PDF 478.79 KB |
||||
09/01/2019 | ESMA50-157-1391 | Advice on Initial Coin Offerings and Crypto-Assets | Innovation and Products | Report | PDF 882.48 KB |
||||
21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
||||
12/07/2019 | ESMA50-164-2430 | Report on the Licensing of FinTech business models | Innovation and Products | Report | PDF 585.36 KB |
||||
09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
05/12/2019 | ESMA70-156-1606 | MiFID II/MiFIR Review Report No. 1 | MiFID - Secondary Markets | Report | PDF 1004.81 KB |
||||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, Innovation and Products, MiFID - Investor Protection | Report | PDF 4.08 MB |
||||
29/06/2020 | ESMA50-164-3463 | ESMA’s response to the European Commission’s Consultation on a New Digital Finance Strategy for Europe | Innovation and Products | Report | PDF 380.54 KB |
||||
29/09/2020 | ESMA WP-2020-3 | ESMA working paper on DVC mechanism and impact on EU equity markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 535.76 KB |
||||
05/10/2020 | ESMA33-128-1001_ | Final Report_Guidelines on Portability of Information between Securitisation Repositories | Securitisation | Report | PDF 279.02 KB |