ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
208
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Corporate Governance filter Corporate Governance
- CESR Archive (212) Apply CESR Archive filter
- Corporate Information (157) Apply Corporate Information filter
- Post Trading (88) Apply Post Trading filter
- Board of Supervisors (62) Apply Board of Supervisors filter
- Planning reporting budget (50) Apply Planning reporting budget filter
- Fund Management (48) Apply Fund Management filter
- Management Board (45) Apply Management Board filter
- Securities and Markets Stakeholder Group (45) Apply Securities and Markets Stakeholder Group filter
- International cooperation (40) Apply International cooperation filter
- Risk Analysis & Economics - Markets Infrastructure Investors (39) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- MiFID - Investor Protection (31) Apply MiFID - Investor Protection filter
- Securitisation (29) Apply Securitisation filter
- European Single Electronic Format (20) Apply European Single Electronic Format filter
- Innovation and Products (20) Apply Innovation and Products filter
- Supervisory convergence (19) Apply Supervisory convergence filter
- Market Abuse (17) Apply Market Abuse filter
- Procurement (15) Apply Procurement filter
- Trading (15) Apply Trading filter
- Corporate Finance (14) Apply Corporate Finance filter
- Benchmarks (13) Apply Benchmarks filter
- Transparency (13) Apply Transparency filter
- Careers (12) Apply Careers filter
- Prospectus (12) Apply Prospectus filter
- IFRS Supervisory Convergence (11) Apply IFRS Supervisory Convergence filter
- Sustainable finance (11) Apply Sustainable finance filter
- Trade Repositories (11) Apply Trade Repositories filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Short Selling (9) Apply Short Selling filter
- Securities Financing Transactions (8) Apply Securities Financing Transactions filter
- CCP Directorate (7) Apply CCP Directorate filter
- Brexit (4) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- Speeches (3) Apply Speeches filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- COVID-19 (1) Apply COVID-19 filter
- Crowdfunding (1) Apply Crowdfunding filter
- ESMA newsletter (1) Apply ESMA newsletter filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- Letter (202) Apply Letter filter
- Press Release (141) Apply Press Release filter
- Guidelines & Recommendations (128) Apply Guidelines & Recommendations filter
- Opinion (117) Apply Opinion filter
- Consultation Paper (98) Apply Consultation Paper filter
- Final Report (87) Apply Final Report filter
- Statement (83) Apply Statement filter
- Report (45) Apply Report filter
- Decision (39) Apply Decision filter
- Speech (25) Apply Speech filter
- Technical Advice (18) Apply Technical Advice filter
- Technical Standards (17) Apply Technical Standards filter
- Q&A (13) Apply Q&A filter
- Compliance table (12) Apply Compliance table filter
- SMSG Advice (2) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Annual Report X CESR Document X Reference X Market Integrity X Corporate Governance X Credit Rating Agencies X Joint Committee X MiFID - Secondary Markets X Corporate Disclosure X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/01/2013 | 2013/87 | 2013 CRA supervision and policy work plan | Credit Rating Agencies | Reference | PDF 114.95 KB |
||||
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
||||
| 10/10/2014 | JC/2014/74 | 2015 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 241.51 KB |
||||
| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
||||
| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
||||
| 05/10/2015 | JC/2015/055 | 2016 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 249.68 KB |
||||
| 05/10/2015 | JC/2015/055 | 2016 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 249.68 KB |
The Joint Committee of the European Supervisory Authorities in 2016 will continue to prioritise consumer protection – in particular the work on Packaged Retail and Insurance-based Investment Products (PRIIPs), and cross-sectoral risk analysis. Moreover, it will proceed with the joint regulatory work already underway in areas such as anti-money laundering, financial conglomerates and securitisation while being prepared to address any new developments in the European regulatory field if necessary. | |||
| 09/02/2016 | 2016/272AF | 2016_mdsc_cwg_application_form | MiFID - Secondary Markets | Reference | DOCX 40.48 KB |
||||
| 23/12/2015 | 2015/1911 | Annex III- Draft ISO 20022 message specification | MiFID - Secondary Markets | Reference | ZIP 1.13 MB |
||||
| 18/01/2021 | JC 2020 85 | Annex to draft ITS on IGT and RC reporting templates for conglomerates | Joint Committee | Reference | PDF 1.23 MB |
||||
| 03/06/2020 | ESMA70-155-9967 | Annex to Opinion on MiFIDII Position Limits | MiFID - Secondary Markets | Reference | XLSX 54.8 KB |
||||
| 12/06/2020 | ESMA70-155-9966 | Annex to Opinion on MiFIR Transparency | MiFID - Secondary Markets | Reference | XLSX 62.23 KB |
||||
| 14/09/2015 | 2015/1381 | Annex to the Statement by Steven Maijoor ESAs Joint Committee- ECON Hearing 14 September 2015 | Speeches, Joint Committee | Reference | PDF 253.1 KB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 18/07/2016 | 2016/1139 APPLICATION FORM | Application form for CDTF CWG | MiFID - Secondary Markets | Reference | DOCX 35.9 KB |
||||
| 04/12/2017 | ESMA31-69-163 FORM | Application form for CFSC CWG | Corporate Disclosure, Corporate Finance | Reference | DOCX 34.73 KB |
||||
| 06/11/2020 | ESMA32-65-293 | Application form for CFSC CWG | Corporate Disclosure, Corporate Finance | Reference | DOCX 35.57 KB |
||||
| 04/12/2015 | 2015/1408 rev | Application form for Corporate Finance Consultative Working Group | Corporate Disclosure, Corporate Finance | Reference | DOCX 38.7 KB |
||||
| 05/01/2017 | ESMA32-65-67 | Application Form for CRSC CWG | Corporate Disclosure, IFRS Supervisory Convergence | Reference | DOCX 38.09 KB |