ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
32
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Trade Repositories filter Trade Repositories
- Speeches (142) Apply Speeches filter
- Corporate Information (86) Apply Corporate Information filter
- CESR Archive (43) Apply CESR Archive filter
- Fund Management (17) Apply Fund Management filter
- Innovation and Products (15) Apply Innovation and Products filter
- MiFID - Investor Protection (13) Apply MiFID - Investor Protection filter
- Post Trading (11) Apply Post Trading filter
- Benchmarks (8) Apply Benchmarks filter
- Board of Supervisors (7) Apply Board of Supervisors filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Risk Analysis & Economics - Markets Infrastructure Investors (6) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Brexit (5) Apply Brexit filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- COVID-19 (3) Apply COVID-19 filter
- Market Abuse (3) Apply Market Abuse filter
- Securitisation (3) Apply Securitisation filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- Management Board (2) Apply Management Board filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Short Selling (2) Apply Short Selling filter
- Sustainable finance (2) Apply Sustainable finance filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Annual Report filter Annual Report
- Reference (165) Apply Reference filter
- Guidelines & Recommendations (121) Apply Guidelines & Recommendations filter
- Press Release (119) Apply Press Release filter
- Opinion (105) Apply Opinion filter
- Consultation Paper (88) Apply Consultation Paper filter
- Final Report (64) Apply Final Report filter
- Statement (62) Apply Statement filter
- Letter (39) Apply Letter filter
- Decision (34) Apply Decision filter
- Report (29) Apply Report filter
- Technical Advice (15) Apply Technical Advice filter
- Technical Standards (14) Apply Technical Standards filter
- Q&A (12) Apply Q&A filter
- Compliance table (10) Apply Compliance table filter
- SMSG Advice (2) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Annual Report X Speech X Market Integrity X Corporate Governance X Credit Rating Agencies X Joint Committee X MiFID - Secondary Markets X Trade Repositories X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
19/11/2019 | ESMA71-319-154 | Banking and the MiFID II review | MiFID - Investor Protection, MiFID - Secondary Markets, Speeches | Speech | PDF 135.75 KB |
||||
13/02/2019 | ESMA71-319-91 | Brexit – the regulatory challenges | Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence | Speech | PDF 175.3 KB |
Steven Maijoor keynote at the European Financial Forum in Dublin |
|||
14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
||||
04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
||||
09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
||||
16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
||||
04/06/2019 | ESMA71-319-120 | FESE Dinner Address | Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 117.98 KB |
||||
20/11/2017 | ESMA71-99-662 | GFMA-ASIFMA LEI WEBINAR 19.10.17 | MiFID - Secondary Markets | Speech | PDF 688.5 KB |
||||
09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
26/05/2016 | 2016/734 | Key note speech for the City week 2016 – Verena Ross, 9 May, London | Speeches, MiFID - Secondary Markets | Speech | PDF 180.15 KB |
||||
30/11/2017 | ESMA71-319-65 | Keynote Address at ASIFMA Annual Conference 2017 Hong Kong- Verena Ross | MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 208.99 KB |
||||
02/12/2020 | ESMA22-103-1194 | Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt | COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence | Speech | PDF 155.85 KB |
||||
19/06/2019 | ESMA74-362-39 | Keynote by ESMA Chair at ISLA Annual Securities Finances and Collateral Management Conference | Market Integrity | Speech | PDF 239.83 KB |
||||
21/06/2018 | ESMA70-156-427 | MiFID II Implementation – Achievements and Current Priorities, Steven Maijoor, FESE convention 2018, Vienna, 21 June | MiFID - Secondary Markets, Speeches | Speech | PDF 275.23 KB |
||||
26/02/2015 | 2015/496 | MiFID II – Switching on the light without turning-off the tap- Verena Ross, Executive Director, ESMA | MiFID - Secondary Markets, Speeches | Speech | PDF 222.55 KB |
Verena Ross, Executive Director of ESMA, delivered the keynote speech at the ABA/Law Society Capital Markets Conference 2015 in London on MiFID II which focused on transparency and liquidity issues. |