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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|15/11/2018||ESMA70-145-1081||Annual report on administrative and criminal sanctions and other administrative measures under MAR||Market Abuse, Market Integrity||Annual Report||PDF
|14/12/2020||ESMA 33-9-383||CRA Market Share Calculation 2020||Credit Rating Agencies||Annual Report||PDF
|04/12/2018||ESMA33-9-281||CRA market share report||Credit Rating Agencies||Annual Report||PDF
|14/05/2019||FISMA.C.3/IK/TL/Ares(2019)2120576||EC Art 38 MAR mandate||Market Abuse, Market Integrity||Letter||PDF
|22/11/2011||2011/219||ESMA comment letter on the EU Commission Green Paper- The EU Corporate Governance Framework||Corporate Disclosure, Corporate Governance||Letter||PDF
|13/04/2021||ESMA80-195-858||ESMA response to ESRB letter on procyclicality of credit ratings||Credit Rating Agencies||Letter||PDF
|19/02/2019||ESMA80-199-273||ESMA supervision 2019 work plan and annual report 2018||Credit Rating Agencies||Annual Report||PDF
|16/02/2015||2015/280||ESMA supervision of Credit Rating Agencies and Trade Repositories||Corporate Information, Credit Rating Agencies, Post Trading||Annual Report||PDF
|This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015.|
|09/03/2020||ESMA80-199-332||ESMA Supervision- Annual Report 2019 and Work Programme 2020||Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories||Annual Report||PDF
|08/02/2018||ESMA80-199-153||ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme||Credit Rating Agencies||Annual Report||PDF
|18/12/2018||fisma.01/РР/ rv/ (2018) 6771757||European Commission letter to ESMA on draft RTS and ITS securitisation disclosures||Securitisation||Letter||PDF
On Friday 14 December 2018, the European Securities and Markets Authority (ESMA) received a letter from the European Commission regarding the draft regulatory and implementing technical standards on securitisation disclosures submitted by ESMA on 22 August 2018.
The letter states that the Commission intends to endorse those draft regulatory and implementing technical standards only once certain amendments are introduced.
|24/06/2014||2014/686||Letter to Commissioner Barnier re draft Regulatory Technical Standards under the CRA3 Regulation||Credit Rating Agencies||Letter||PDF
|08/01/2019||ESMA33-128-619||Letter to EC on regulatory cooperation under the Securitisation Regulation||Securitisation||Letter||PDF
|30/01/2017||ESMA70-708036281-19||Letter to European Commission- EMIR Review and Sanctioning Powers||Credit Rating Agencies, Post Trading||Letter||PDF
|24/04/2018||ESMA33-128-485||Letter to OG- Delivery of ESMA’s technical standards on disclosure under the Securitisation Regulation||Securitisation||Letter||PDF
|26/07/2016||2016/1164||Letter to the Commissioner Dombrovskis on MAR ITS||Market Abuse, Market Integrity||Letter||PDF