ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securitisation filter Securitisation
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Press Releases filter Press Releases
- (-) Remove Procurement filter Procurement
- Speeches (160) Apply Speeches filter
- Corporate Information (96) Apply Corporate Information filter
- CESR Archive (43) Apply CESR Archive filter
- Credit Rating Agencies (35) Apply Credit Rating Agencies filter
- Board of Supervisors (27) Apply Board of Supervisors filter
- MiFID - Secondary Markets (26) Apply MiFID - Secondary Markets filter
- Fund Management (21) Apply Fund Management filter
- Innovation and Products (20) Apply Innovation and Products filter
- Board of Appeal (19) Apply Board of Appeal filter
- MiFID - Investor Protection (18) Apply MiFID - Investor Protection filter
- Management Board (16) Apply Management Board filter
- Joint Committee (13) Apply Joint Committee filter
- Post Trading (13) Apply Post Trading filter
- Market Integrity (11) Apply Market Integrity filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Benchmarks (9) Apply Benchmarks filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Short Selling (9) Apply Short Selling filter
- Sustainable finance (9) Apply Sustainable finance filter
- Brexit (8) Apply Brexit filter
- COVID-19 (8) Apply COVID-19 filter
- Risk Analysis & Economics - Markets Infrastructure Investors (7) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (6) Apply CCP Directorate filter
- Transparency (4) Apply Transparency filter
- Corporate Finance (3) Apply Corporate Finance filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Careers (2) Apply Careers filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Trading (2) Apply Trading filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market data (1) Apply Market data filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Decision filter Decision
- (-) Remove Annual Report filter Annual Report
- Press Release (340) Apply Press Release filter
- Letter (206) Apply Letter filter
- Reference (131) Apply Reference filter
- CLOSED Procedure (73) Apply CLOSED Procedure filter
- Statement (58) Apply Statement filter
- Final Report (55) Apply Final Report filter
- Report (48) Apply Report filter
- Consultation Paper (39) Apply Consultation Paper filter
- Opinion (15) Apply Opinion filter
- Guidelines & Recommendations (12) Apply Guidelines & Recommendations filter
- Q&A (10) Apply Q&A filter
- Compliance table (6) Apply Compliance table filter
- Technical Advice (5) Apply Technical Advice filter
- CESR Document (4) Apply CESR Document filter
- ONGOING Procedure (4) Apply ONGOING Procedure filter
- Technical Standards (4) Apply Technical Standards filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
20/04/2022 | ESMA80-187-945 | Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 | Credit Rating Agencies, Trade Repositories, Transparency | Speech | PDF 178.1 KB |
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022: "ESMA – driving forward high-quality supervision and transparency in a single EU capital market" |
|||
24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
||||
23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
||||
23/09/2021 | ESMA41-356-233 | Decision- UnaVista Limited | Trade Repositories | Decision | PDF 996.23 KB |
||||
12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
||||
25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
||||
08/12/2020 | ESMA32-67-765 | Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them | IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency | Speech | PDF 123.06 KB |
||||
02/12/2020 | ESMA42-111-5461 | Opening Statement ECON Public Presentation FTPR 2 | Corporate Disclosure, Speeches, Supervisory convergence | Speech | PDF 101.67 KB |
||||
09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
28/11/2019 | ESMA32-67-610 | EFRAG Conference 28 November 2019- IFRS and Regulation- Keynote Speech Steven Maijoor | Corporate Disclosure | Speech | PDF 165.97 KB |
||||
15/10/2019 | ESMA71-319-144 | Speech by Steven Maijoor on Corporate Governance in Zagreb | Corporate Disclosure, Speeches | Speech | PDF 108.62 KB |
||||
01/10/2019 | ESMA63-313-528 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 445.94 KB |
||||
12/06/2019 | ESMA33-128-713 | Keynote by ESMA Executive Director Verena Ross at the Global ABS Conference 2019 – Barcelona | Securitisation | Speech | PDF 120.24 KB |
||||
15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
19/10/2018 | ESMA 32-67-510 | Speech by ESMA Chair Maijoor at Banco de España – CEMFI – FSI High-Level Conference | Corporate Disclosure | Speech | PDF 288.04 KB |
||||
29/08/2018 | ESMA33-128-523 | Steven Maijoor Securitisation ECON Scrutiny Opening Statement | Securitisation, Speeches | Speech | PDF 228.13 KB |
||||
21/07/2016 | 2016/1131 | BoS Decision on Fitch Ratings Limited 21 July 2016 | Credit Rating Agencies, Press Releases | Decision | PDF 108.21 KB |
||||
31/03/2016 | 2016/408 | Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR | Trade Repositories | Decision | PDF 62.47 KB |
Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories Public notice regarding negligent breach by DTCC Derivatives Repository Ltd of its legal obligation to ensure immediate access for regulators to data reported under EMIR DTCC Derivatives Repository Ltd (‘DDRL’) is a trade repository registered in the European Union and is part of the DTCC group which includes a number of companies providing post-trading services to the global financial services industry. DDRL was registered by ESMA as a trade repository under Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (‘EMIR’) on 7 November 2013. ESMA has responsibilities for the supervision and enforcement of provisions under EMIR concerning DDRL and other trade repositories registered in the EU. In May 2014, ESMA’s supervisory team became aware of delays in providing regulators with access to data reported to DDRL under EMIR. Following further examination, the supervisory team formed the view that there were serious indications of the possible existence of facts liable to constitute one or more of the infringements listed in EMIR. The matter was accordingly referred to an independent investigation officer (the ‘IIO’). The IIO considered the evidence referred to him and conducted further investigations, before submitting his findings to ESMA’s Board of Supervisors (the ‘ESMA Board’). Based on the findings of the IIO and the evidence put before it, the ESMA Board found on 23 March 2016 that an examination of the facts showed that DDRL had committed the following infringement under EMIR and had done so negligently. DDRL committed an infringement of EMIR by not allowing regulators and supervisors direct and immediate access to the details of derivatives contracts they need to fulfil their responsibilities and mandates. |