ESMA LIBRARY
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Annual Report X ONGOING Procedure X Final Report X Corporate Disclosure X Market Abuse X MiFID - Investor Protection X Audit X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/05/2022 | ESMA35-43-3088 | Review of the MiFID II framework on best execution reports by investment firms | MiFID - Investor Protection | Final Report | PDF 282.7 KB |
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| 19/05/2022 | ESMA35-42-1445 | Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation | MiFID - Investor Protection | Final Report | PDF 235.72 KB |
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| 29/04/2022 | ESMA35-42-1227 | Technical Advice on retail investor protection | MiFID - Investor Protection | Final Report | PDF 646.19 KB |
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| 31/03/2022 | ESMA35-36-2537 | Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 475.42 KB |
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| 05/01/2022 | ESMA70-156-4966 | Final Report on MAR GLs on delayed disclosure and interactions with prudential supervision | Market Abuse | Final Report | PDF 369.64 KB |
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| 03/01/2022 | ESMA35-43-2938 | Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 537.74 KB |
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| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
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| 10/11/2021 | ESMA35-42-1183 | Draft technical standards under the European crowdfunding service providers for business Regulation | Crowdfunding, MiFID - Investor Protection | Final Report | PDF 1.43 MB |
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| 02/07/2021 | ESMA35-36-2319 | Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body | MiFID - Investor Protection | Final Report | PDF 883.62 KB |
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| 31/05/2021 | ESMA32-60-727 | Final Report draft RTS amending RTS on ESEF 2021 | Corporate Disclosure, European Single Electronic Format | Final Report | PDF 9.47 MB |
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| 30/03/2021 | ESMA74-362-1013 | MiFIR review report on the obligations to report transactions and reference data | Market data, MiFID - Investor Protection | Final Report | PDF 1004.75 KB |
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| 29/10/2020 | ESMA70-156-3581 | Final Report on SME GMs RTS-ITS under MAR | Market Abuse, Market Integrity | Final Report | PDF 691.32 KB |
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| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
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| 24/09/2020 | ESMA70-156-2391 | Final Report- MAR Review | Market Abuse, Market Integrity | Final Report | PDF 1.94 MB |
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| 23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |
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| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
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| 12/12/2019 | ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
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| 08/10/2019 | ESMA70-145-457 | Final report on Draft Regulatory Technical Standards on cooperation arrangements under Regulation (EU) No 596/2014 on market abuse | Market Abuse | Final Report | PDF 409.3 KB |
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| 07/06/2019 | ESMA32-60-474 | Draft RTS amending Delegated Regulation (EU) 2018/815 on the updates of the taxonomy to be used for the ESEF | Corporate Disclosure, European Single Electronic Format | Final Report | PDF 6.5 MB |
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| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |