ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
143
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Management Board filter Management Board
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- Guidelines and Technical standards (560) Apply Guidelines and Technical standards filter
- Fund Management (107) Apply Fund Management filter
- Joint Committee (80) Apply Joint Committee filter
- Corporate Information (77) Apply Corporate Information filter
- Short Selling (23) Apply Short Selling filter
- CESR Archive (17) Apply CESR Archive filter
- Post Trading (16) Apply Post Trading filter
- MiFID - Secondary Markets (15) Apply MiFID - Secondary Markets filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Market Integrity (4) Apply Market Integrity filter
- Prospectus (4) Apply Prospectus filter
- Benchmarks (3) Apply Benchmarks filter
- Supervisory convergence (3) Apply Supervisory convergence filter
- CCP Directorate (2) Apply CCP Directorate filter
- Market data (2) Apply Market data filter
- Procurement (2) Apply Procurement filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Securitisation (2) Apply Securitisation filter
- Trade Repositories (2) Apply Trade Repositories filter
- Corporate Finance (1) Apply Corporate Finance filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- International cooperation (1) Apply International cooperation filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Annual Report filter Annual Report
- Reference (221) Apply Reference filter
- Letter (192) Apply Letter filter
- Press Release (173) Apply Press Release filter
- Final Report (110) Apply Final Report filter
- Consultation Paper (87) Apply Consultation Paper filter
- Report (87) Apply Report filter
- Opinion (73) Apply Opinion filter
- Statement (73) Apply Statement filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Decision (38) Apply Decision filter
- Speech (29) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Technical Advice (18) Apply Technical Advice filter
- Compliance table (15) Apply Compliance table filter
- Q&A (11) Apply Q&A filter
- Technical Standards (10) Apply Technical Standards filter
- CESR Document (4) Apply CESR Document filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
Annual Report X ONGOING Procedure X Guidelines & Recommendations X Corporate Disclosure X Market Abuse X MiFID - Investor Protection X Credit Rating Agencies X Management Board X Risk Analysis & Economics - Markets Infrastructure Investors X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/05/2005 | 04-505b | Market Abuse Directive- Level 3 – first set of CESR guidance and information on the common operation of the Directive | Guidelines and Technical standards, Market Abuse | Guidelines & Recommendations | PDF 119.41 KB |
http://www.cesr-eu.org/data/document/04_505b.pdf | |||
| 15/05/2009 | 09-219 | Guidelines- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market | Guidelines and Technical standards, Market Abuse | Guidelines & Recommendations | PDF 281.09 KB |
||||
| 23/03/2011 | 2011/81 | Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive | Guidelines and Technical standards, Prospectus, Corporate Disclosure | Guidelines & Recommendations | PDF 593.19 KB |
||||
| 18/05/2011 | 2011/139 | Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 653.98 KB |
||||
| 06/07/2012 | 2012/387 en | Guidelines on certain aspects of the MiFID suitability requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 298.21 KB |
||||
| 06/07/2012 | 2012/388 EN | Guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 305.13 KB |
||||
| 06/07/2012 | 2012/388 | Guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 442.44 KB |
||||
| 21/08/2012 | 2012/387 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 357.81 KB |
||||
| 21/08/2012 | 2012/387 CS | Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 363.15 KB |
||||
| 21/08/2012 | 2012/387 DA | Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 341.81 KB |
||||
| 21/08/2012 | 2012/387 NL | Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-geschiktheidseisen | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.02 KB |
||||
| 21/08/2012 | 2012/387 ET | Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 328.4 KB |
||||
| 21/08/2012 | 2012/387 FI | Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 304.47 KB |
||||
| 21/08/2012 | 2012/387 FR | Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 353.32 KB |
||||
| 21/08/2012 | 2012/387 DE | Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.69 KB |
||||
| 21/08/2012 | 2012/387 EL | Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 397.87 KB |
||||
| 21/08/2012 | 2012/387 HU | Iránymutatások a MiFID szerinti alkalmassági követelmények bizonyos szempontjairól | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 349.57 KB |
||||
| 21/08/2012 | 2012/387 IT | Orientamenti su alcuni aspetti dei requisiti di adeguatezza della direttiva MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 343.89 KB |
||||
| 21/08/2012 | 2012/387 LV | Pamatnostādnes par noteiktiem FITD atbilstības noteikšanas prasību aspektiem | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 350.08 KB |
||||
| 21/08/2012 | 2012/387 LT | Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 358.46 KB |