ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
95
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Annual Report X CESR Document X Compliance table X Reference X Press Releases X Innovation and Products X Management Board X Transparency X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/10/2014 2014/1200 2015 Work Programme Corporate Information, Management Board, Board of Supervisors Reference PDF
500.54 KB		 The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources.
28/09/2015 2015/1469 2015-1469- Investment Firms briefing MiFID - Secondary Markets, Press Releases Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing MiFID - Secondary Markets, Press Releases Reference PDF
307.12 KB
07/02/2018 ESMA20-95-823 2018 Regulatory Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
251.91 KB
15/06/2020 ESMA20-95-1264 2019 Annual Report Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
3.03 MB
16/06/2021 ESMA20-95-1381 2020 Annual Report Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
4 MB
15/06/2020 ESMA20-95-1132 2020 Annual Work Programme- revised Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
548.42 KB
01/10/2019 ESMA20-95-1132 2020 Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
543.97 KB
07/03/2017 FI17 Agenda Financial Innovation Day 2017 Innovation and Products Reference PDF
598.1 KB
07/01/2016 2015/1914 Agenda for ESMA FI Day Innovation and Products Reference PDF
170.52 KB
09/01/2019 ESMA50-157-1384 Annex- Legal qualification of crypto-assets – survey to NCAs Innovation and Products Reference PDF
905.31 KB
08/11/2016 2016/1053 FORM Application Form for FISC CWG Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors Reference DOCX
22.29 KB
15/03/2018 15-03-2018 Big Data Factsheet Innovation and Products Reference PDF
750.34 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
25/05/2021 ESMA-50-164-4518 response form Call for evidence on digital finance- response form Innovation and Products Reference DOCX
749.6 KB
29/06/2012 2012/415 Call for Evidence on Empty Voting Transparency, Corporate Disclosure CESR Document PDF
275.66 KB		 ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present.
04/01/2022 ESMA70-156-4957 Call for evidence- DLT Pilot Regime and review of MiFIR RTS on transparency and reporting Innovation and Products, MiFID - Secondary Markets Reference PDF
570.54 KB
04/01/2022 ESMA70-156-4957 Call for evidence- DLT Pilot Regime- response form Innovation and Products, MiFID - Secondary Markets Reference DOCX
777.34 KB
08/11/2016 2016/1053 Call for expressions of interest Consultative Working Group for ESMA’s Financial Innovation Standing Committee (FISC) Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors Reference PDF
304.37 KB
16/11/2012 2012/752 Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee Innovation and Products Reference PDF
141.98 KB		 To apply, please use the below Application form
18/11/2014 2014/1371 Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee Innovation and Products Reference PDF
210.41 KB		 ESMA today launches a process to renew the composition of the Consultative Working Group (‘CWG’) for the Financial Innovation Standing Committee (’FISC’). ESMA is therefore calling for expressions of interest from stakeholders. Application procedure, closing date Relevant stakeholders meeting the required selection criteria and wishing to apply for a position on the CWG are invited to submit, in English: a completed application form (see separate document), and a detailed curriculum vitae (CV), preferably in the EU CV format - the link to the template for this is: http://europass.cedefop.europa.eu/europass/home/hornav/Downloads/Europas... It is optional for applicants to attach a motivation letter (2 pages maximum). Unclear or incomplete applications will not be considered. Applications must be submitted by email using the application form by no later than 31 December 2014 to the following email addresses: patrick.armstrong@esma.europa.eu and anne.chone@esma.europa.eu.

Pages