ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
22
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Short Selling filter Short Selling
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove International cooperation filter International cooperation
- (-) Remove Management Board filter Management Board
- Corporate Disclosure (178) Apply Corporate Disclosure filter
- CESR Archive (92) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (43) Apply Post Trading filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- Joint Committee (28) Apply Joint Committee filter
- Fund Management (26) Apply Fund Management filter
- MiFID - Secondary Markets (25) Apply MiFID - Secondary Markets filter
- Audit (15) Apply Audit filter
- MiFID - Investor Protection (15) Apply MiFID - Investor Protection filter
- Sustainable finance (14) Apply Sustainable finance filter
- Corporate Information (10) Apply Corporate Information filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Prospectus (9) Apply Prospectus filter
- Transparency (8) Apply Transparency filter
- Corporate Finance (7) Apply Corporate Finance filter
- Benchmarks (5) Apply Benchmarks filter
- Innovation and Products (5) Apply Innovation and Products filter
- Market Abuse (5) Apply Market Abuse filter
- Securitisation (5) Apply Securitisation filter
- Credit Rating Agencies (4) Apply Credit Rating Agencies filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- Brexit (2) Apply Brexit filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Crowdfunding (1) Apply Crowdfunding filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Q&A filter Q&A
- Reference (197) Apply Reference filter
- Summary of Conclusions (90) Apply Summary of Conclusions filter
- SMSG Advice (89) Apply SMSG Advice filter
- Press Release (62) Apply Press Release filter
- Opinion (46) Apply Opinion filter
- Guidelines & Recommendations (28) Apply Guidelines & Recommendations filter
- Decision (26) Apply Decision filter
- Statement (24) Apply Statement filter
- Report (21) Apply Report filter
- Final Report (19) Apply Final Report filter
- Consultation Paper (18) Apply Consultation Paper filter
- Speech (11) Apply Speech filter
- Annual Report (6) Apply Annual Report filter
- Compliance table (3) Apply Compliance table filter
- Technical Advice (2) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Securities and Markets Stakeholder Group X Management Board X Trade Repositories X Short Selling X International cooperation X Market Integrity X European Single Electronic Format X Q&A X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.16 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
||||
| 31/10/2018 | ESMA22-106-1084 | SMSG Letter to European Commission Vice-President Dombrovskis on PRIIPS | Securities and Markets Stakeholder Group | Letter | PDF 106.35 KB |
||||
| 12/06/2018 | SGs EP | Joint Stakeholder Groups letter to European Parliament on ESAs Review | Securities and Markets Stakeholder Group | Letter | PDF 509.13 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 13/04/2018 | ESMA40-133-624 | ESMA's response to WP29 Consultation on Guidelines on Derogations | International cooperation, Supervisory convergence | Letter | PDF 428.49 KB |
||||
| 26/06/2017 | ESMA22-106-272 | Joint Statement by BSG, IRSG, OPSG and SMSG on European Commission's Consultation on the operation of the ESAs | Securities and Markets Stakeholder Group | Letter | PDF 596.33 KB |
||||
| 05/01/2017 | 2016/1621 | 2016-1621 ESMA letter to EC on postponement of ESEF RTS | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 87.44 KB |
||||
| 26/07/2016 | 2016/1164 | Letter to the Commissioner Dombrovskis on MAR ITS | Market Abuse, Market Integrity | Letter | PDF 205.33 KB |
||||
| 10/03/2016 | 2015/SMSG/028 | SMSG letter PRIIPs past performance | Securities and Markets Stakeholder Group | Letter | PDF 108.61 KB |
||||
| 09/02/2016 | 2016/235 | Comment letter on Taxonomy due process | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 84.24 KB |
||||
| 23/02/2015 | 2015/168 | Letter to EU Institutions re ESMA’s 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Letter | PDF 37.31 KB |
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme | |||
| 05/03/2013 | 2013/SMSG/03 | SMSG Advice on Benchmarks/Indices | Securities and Markets Stakeholder Group, Benchmarks | Letter | PDF 253.23 KB |
||||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 19/12/2012 | 2012/SMSG/69 | SMSG Advice on Guidelines on remuneration policies and practices (MiFID) | Securities and Markets Stakeholder Group | Letter | PDF 169.46 KB |
||||
| 06/09/2012 | 2012/SMSG/58 | SMSG Advice on EMIR Draft (Regulatory) Technical Standards | Securities and Markets Stakeholder Group | Letter | PDF 235.22 KB |
||||
| 04/06/2012 | 2012/SMSG/29 | SMSG Advice on ESMA’s public consultation on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories | Securities and Markets Stakeholder Group | Letter | PDF 112.88 KB |
||||
| 24/05/2012 | 2012/SMSG/30 | ESMA’s Discussion paper on Key concepts of the AIFMD and types of AIFM – Opinion of the SMSG | Securities and Markets Stakeholder Group | Letter | PDF 59.17 KB |
This document is an advice from the SMSG to ESMA's discussion paper on Key concepts ofthe AIFMD and types of AIFM |