ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
33
REFINE YOUR SEARCH
Sections
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Short Selling filter Short Selling
- (-) Remove Management Board filter Management Board
- (-) Remove Securitisation filter Securitisation
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove International cooperation filter International cooperation
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- Post Trading (38) Apply Post Trading filter
- Corporate Disclosure (35) Apply Corporate Disclosure filter
- Brexit (33) Apply Brexit filter
- MiFID - Secondary Markets (30) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (25) Apply MiFID - Investor Protection filter
- Press Releases (22) Apply Press Releases filter
- Corporate Information (21) Apply Corporate Information filter
- Fund Management (21) Apply Fund Management filter
- Board of Supervisors (20) Apply Board of Supervisors filter
- Joint Committee (19) Apply Joint Committee filter
- COVID-19 (18) Apply COVID-19 filter
- Credit Rating Agencies (18) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Market Integrity (15) Apply Market Integrity filter
- Supervisory convergence (14) Apply Supervisory convergence filter
- CESR Archive (13) Apply CESR Archive filter
- Benchmarks (11) Apply Benchmarks filter
- Innovation and Products (10) Apply Innovation and Products filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- CCP Directorate (6) Apply CCP Directorate filter
- Prospectus (6) Apply Prospectus filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- Corporate Governance (5) Apply Corporate Governance filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Finance (4) Apply Corporate Finance filter
- IAS Regulation (4) Apply IAS Regulation filter
- Market Abuse (4) Apply Market Abuse filter
- Speeches (4) Apply Speeches filter
- Trading (3) Apply Trading filter
- Market data (2) Apply Market data filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Transparency (2) Apply Transparency filter
- Audit (1) Apply Audit filter
- Crowdfunding (1) Apply Crowdfunding filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (564) Apply Guidelines & Recommendations filter
- Reference (224) Apply Reference filter
- Summary of Conclusions (90) Apply Summary of Conclusions filter
- SMSG Advice (89) Apply SMSG Advice filter
- Press Release (72) Apply Press Release filter
- Compliance table (41) Apply Compliance table filter
- Opinion (38) Apply Opinion filter
- Final Report (28) Apply Final Report filter
- Letter (28) Apply Letter filter
- Report (27) Apply Report filter
- Decision (26) Apply Decision filter
- Consultation Paper (23) Apply Consultation Paper filter
- Speech (16) Apply Speech filter
- Annual Report (5) Apply Annual Report filter
- Technical Advice (3) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Securities and Markets Stakeholder Group X Management Board X Trade Repositories X Short Selling X International cooperation X Guidelines and Technical standards X Securitisation X Sustainable finance X Q&A X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/08/2011 | 2011/266 | Public statement- harmonised regulatory action on short-selling in the EU | Short Selling, Press Releases | Statement | PDF 97.39 KB |
||||
| 30/08/2012 | 2012/537 | STATEMENT- Short Selling Regulation Update: Market Maker & Primary Dealer Exemption Notification Procedure | Short Selling, Market Integrity, Press Releases | Statement | PDF 77.92 KB |
The European Securities and Markets Authority (ESMA) is publishing this notice to alert financial market participants to its upcoming consultation on the market making and authorised primary dealer exemption under the EU’s Short Selling Regulation (SSR) and the procedure to be followed by firms and regulators in dealing with notifications of intention to use the exemption. | |||
| 13/09/2012 | 2012/577 | ESMA publishes a Q&A on Short-Selling Regulation | Short Selling, Market Integrity | Statement | PDF 108.69 KB |
The European Securities and Markets Authority (ESMA) has published a Q&A on the Implementation of the Regulation on short selling and certain aspects of credit default swaps.The purpose of the Q&A is to promote common supervisory approaches and practices amongst the EU’s national securities markets regulators on the requirements of the Short Selling Regulation once it comes into force on 1 November 2012. It will also provide clarity on the requirements of the new regime to market participants and investors.Issues addressed by the Q&AThe document provides responses to questions posed by market participants, national securities markets regulators, and the general public in relation to the practical application of the forthcoming Short Selling regime. It addresses issues related to:• territorial scope;• transparency requirements; • calculation of net short positions;• uncovered short sales; • and enforcement regime.Further InformationThe document is likely to be revised and updated before 1 November as new questions are received by ESMA.Technical queries on the application of the new regime should be addressed in writing to shortselling@esma.europa.eu, while further information can be found at http://www.esma.europa.eu/page/Short-selling. Notes for editors1. Questions & Answers – Implementation of the regulation on short selling and certain aspects of credit default swaps.2. Regulation on short selling and certain aspects of credit default swaps.3. ESMA is an independent EU Authority that was established on 1 January 2011 and works closely with the other European Supervisory Authorities responsible for banking (EBA), and insurance and occupational pensions (EIOPA), and the European Systemic Risk Board (ESRB).4. ESMA’s mission is to enhance the protection of investors and promote stable and well-functioning financial markets in the European Union (EU). As an independent institution, ESMA achieves this aim by building a single rule book for EU financial markets and ensuring its consistent application across the EU. ESMA contributes to the regulation of financial services firms with a pan-European reach, either through direct supervision or through the active co-ordination of national supervisory activity.Further information:David CliffeSenior Communications OfficerTel: +33 (0)1 58 36 43 24Mob: +33 6 42 48 29 06Email: david.cliffe@esma.europa.eu | |||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 07/03/2017 | ESMA22-106-141 | Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | Statement | PDF 91.5 KB |
Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 31/05/2017 | ESMA71-99-470 | ESMA registers Bloomberg Trade Repository Limited as a trade repository | Press Releases, Trade Repositories | Statement | PDF 141.48 KB |
The European Securities and Markets Authority (ESMA), the EU supervisor of trade repositories (TRs), has registered Bloomberg Trade Repository Limited as a TR under the European Market Infrastructure Regulation (EMIR), with effect from 7 June 2017. Bloomberg Trade Repository Limited is based in the United Kingdom and covers the following derivative asset classes: commodities, credit, foreign exchange, equities and interest rates. |
|||
| 06/07/2017 | ESMA71-99-522 | ESMA appoints new member to its Management Board | Corporate Information, Management Board | Statement | PDF 144.98 KB |
||||
| 27/04/2018 | ESMA22-103-753 | Multilateral MoU on cooperation, information exchange and consultation | International cooperation, Joint Committee | Statement | PDF 731.24 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 09/11/2018 | ESMA80-187-149 | Public statement- Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union | Brexit, Credit Rating Agencies, Trade Repositories | Statement | PDF 137.78 KB |
||||
| 11/01/2019 | ESMA33-128-577 | Statement on Securitisation implementation | Securitisation | Statement | PDF 324.46 KB |
||||
| 28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
| 06/05/2020 | ESMA71-99-1321 | ESMA registers SFTR TRs | Press Releases, Securities Financing Transactions, Trade Repositories | Statement | PDF 95.4 KB |
||||
| 11/06/2020 | ESMA32-334-245 | ESMA response to EC Consultation on NFRD | Corporate Disclosure, Sustainable finance | Statement | PDF 429.86 KB |
||||
| 15/07/2020 | ESMA71-99-1364 | ESMA Statement on Assessment of German Financial Reporting Regime | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Statement | PDF 88.5 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 18/12/2020 | ESMA80-192-10053 | Public Statement_Registration_DTCC Data Repository (Ireland) PLC under EMIR and SFTR | Securities Financing Transactions, Trade Repositories | Statement | PDF 76.58 KB |
||||
| 28/01/2021 | ESMA71-99-1545 | ESMA new MB member January 2021 | Board of Supervisors, Corporate Information, Management Board | Statement | PDF 89.41 KB |
||||
| 28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CSN chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | |||||
| 28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CNS Chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | PDF 87.3 KB |