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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|06/07/2012||2012/387||Final report Guidelines on certain aspects of the MiFID suitability requirements||Guidelines and Technical standards, MiFID - Investor Protection||Final Report||PDF
|08/10/2015||2015/MB/49||Summary of Conclusion 23 June 2015 meeting of the Management Board||Management Board||Summary of Conclusions||PDF
|30/10/2015||2015/SMSG/021||SoC Joint meeting SMSG-BoS||Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|30/10/2015||2015/SMSG/022||SoC August 2015||Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|30/10/2015||2015/SMSG/030||SoC SMSG September||Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|30/11/2015||2015/MB/60rev||SoC Management Board 23 September 2015||Management Board||Summary of Conclusions||PDF
|16/12/2015||2015/MB/69||SoC 4 November meeting of the Management Board||Management Board||Summary of Conclusions||PDF
|29/01/2016||2016/MB/3rev1||SoC Management Board December 2015||Management Board||Summary of Conclusions||PDF
|18/02/2016||2016/SMSG/004||Summary of Conclusions SMSG meeting 11/12/2015||Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|18/02/2016||2016/SMG/005||Summary of Conclusions Joint meeting 11/12/2015||Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|31/03/2016||2016/SMSG/004||Summary of Conclusions SMSG meeting 03/02/2016||Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|05/04/2016||2016/MB/18rev1||Summary of conclusions MB meeting 26/01/2016||Management Board||Summary of Conclusions||PDF
|11/05/2016||2016/SMSG/012||Summary of Conclusions SMSG meeting 05/04/2016||Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|26/05/2016||2016/MB/35rev1||Summary of conclusions MB meeting 22/03/2016||Management Board||Summary of Conclusions||PDF
|26/05/2016||2016/725||Draft RTS on indirect clearing arrangements under EMIR and MiFIR||Guidelines and Technical standards, Post Trading, MiFID - Secondary Markets||Final Report||PDF
|01/07/2016||2016/SMSG/015||Summary of Conclusions Joint BoS SMSG meeting 26 May 2016||Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|01/07/2016||2016/SMSG/016||Summary of Conclusions SMSG meeting 26-27 May 2016||Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|30/09/2016||2016/1412||Final Report on MAR Guidelines on commodity derivatives||Guidelines and Technical standards, Market Abuse, Market Integrity||Final Report||PDF
Article 7(5) of MAR provides that the European Securities and Markets Authority (ESMA) shall issue guidelines to establish a non-exhaustive indicative list of information which is reasonably expected or is required to be disclosed in accordance with legal or regulatory provisions in Union or national law, market rules, contract, practice or custom, on the relevant commodity derivatives markets or spot markets as referred to in Article 7(1)(b) of MAR. This final report follows the Consultation Paper (CP) issued on March 2016.
Section 2 contains information on the background and mandate, while Section 3 sets out ESMA’s feedback to the CP responses in relation to the scope of the guidelines, the financial instruments and products covered by the examples of information relating directly and indirectly to commodity derivatives and information directly relating to a spot market contract. It also indicates whether and where ESMA has changed the guidelines following the consultation.
Annex I lists questions raised in the CP. Annex 2 provides the legislative mandate on the basis of which ESMA is issuing these guidelines. Annex 3 sets out ESMA’s view on the costs and benefits associated with these guidelines. Annex 4 contains the text of the guidelines.
The guidelines in Annex 4 will be translated into the official languages of the European Union and published on the ESMA’s website. Within 2 months of the issuance of the translations, each national competent authority will have to confirm whether it complies or intends to comply with those guidelines. In the event that a national competent authority does not comply or does not intend to comply, it will have to inform ESMA, stating its reasons. ESMA will publish the fact that a national competent authority does not comply or does not intend to comply with those guidelines.
|01/10/2016||MB/2016/56rev1||Summary of Conclusions Management Board Meeting 24/05/2016||Management Board||Summary of Conclusions||PDF
|10/10/2016||2016/1451||Final Report- Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II||Guidelines and Technical standards, MiFID - Secondary Markets||Final Report||PDF