ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
135
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Fund Management filter Fund Management
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Prospectus filter Prospectus
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Management Board filter Management Board
- (-) Remove Securitisation filter Securitisation
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- Post Trading (45) Apply Post Trading filter
- Guidelines and Technical standards (43) Apply Guidelines and Technical standards filter
- MiFID - Secondary Markets (36) Apply MiFID - Secondary Markets filter
- Brexit (33) Apply Brexit filter
- Joint Committee (22) Apply Joint Committee filter
- Press Releases (22) Apply Press Releases filter
- Board of Supervisors (20) Apply Board of Supervisors filter
- COVID-19 (18) Apply COVID-19 filter
- Credit Rating Agencies (18) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Market Integrity (17) Apply Market Integrity filter
- Supervisory convergence (15) Apply Supervisory convergence filter
- Benchmarks (13) Apply Benchmarks filter
- CESR Archive (13) Apply CESR Archive filter
- Sustainable finance (9) Apply Sustainable finance filter
- Trade Repositories (9) Apply Trade Repositories filter
- Market Abuse (7) Apply Market Abuse filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Short Selling (7) Apply Short Selling filter
- CCP Directorate (6) Apply CCP Directorate filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Finance (4) Apply Corporate Finance filter
- IAS Regulation (4) Apply IAS Regulation filter
- Speeches (4) Apply Speeches filter
- Trading (3) Apply Trading filter
- Transparency (3) Apply Transparency filter
- Market data (2) Apply Market data filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Audit (1) Apply Audit filter
- Crowdfunding (1) Apply Crowdfunding filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Compliance table filter Compliance table
- (-) Remove Q&A filter Q&A
- Reference (379) Apply Reference filter
- Letter (232) Apply Letter filter
- Guidelines & Recommendations (194) Apply Guidelines & Recommendations filter
- Press Release (169) Apply Press Release filter
- Consultation Paper (101) Apply Consultation Paper filter
- Summary of Conclusions (90) Apply Summary of Conclusions filter
- SMSG Advice (89) Apply SMSG Advice filter
- Opinion (84) Apply Opinion filter
- Report (82) Apply Report filter
- Annual Report (81) Apply Annual Report filter
- Final Report (80) Apply Final Report filter
- Speech (66) Apply Speech filter
- Investor Warning (28) Apply Investor Warning filter
- Decision (19) Apply Decision filter
- Technical Advice (16) Apply Technical Advice filter
- Technical Standards (8) Apply Technical Standards filter
- CESR Document (3) Apply CESR Document filter
Your filters
Securities and Markets Stakeholder Group X Management Board X MiFID - Investor Protection X Corporate Governance X Prospectus X Corporate Disclosure X Innovation and Products X Securitisation X Corporate Information X Fund Management X Q&A X Compliance table X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
||||
| 20/05/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 749.77 KB |
||||
| 16/05/2022 | ESMA34-45-1633 | Public statement on actions to manage the impact of the Russian invasion of Ukraine on investment fund portfolios | Fund Management | Statement | PDF 125.27 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 13/05/2022 | ESMA32-339-208 | Public statement on Transparency on implementation of IFRS 17 Insurance Contracts | Corporate Disclosure | Statement | PDF 168.3 KB |
||||
| 13/05/2022 | ESMA32-63-1277 | Public statement on Implications of Russia’s invasion of Ukraine on half-yearly financial reports | Corporate Disclosure | Statement | PDF 184.38 KB |
||||
| 10/05/2022 | JC 2022 10 | Joint ESA Supervisory Statement on expectations regarding the ‘What is this product?’ section of the PRIIPS KID | Fund Management, Joint Committee | Statement | PDF 889.98 KB |
||||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
| 14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
||||
| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
||||
| 28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
||||
| 27/01/2022 | JC 2022 02 | ESAs welcome ESRB Recommendation on a pan-European systemic cyber incident coordination framework for relevant authorities | Innovation and Products, Joint Committee | Statement | PDF 244.55 KB |
||||
| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 691.07 KB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |