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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/07/2022 ESMA22-106-4089 Application form for Securities and Markets Stakeholder Group 2022 Securities and Markets Stakeholder Group Reference DOCX
64.61 KB
29/07/2022 ESMA22-106-3964 Call for Expression of Interest Securities and Markets Stakeholder Group (reserve list) Securities and Markets Stakeholder Group Reference PDF
134.79 KB
29/07/2022 ESMA70-449-672 Call for Evidence on pre-hedging Market Abuse, Market Integrity Reference PDF
245.25 KB
29/07/2022 ESMA70-449-674 Response form call for evidence pre-hedging Market Abuse, Market Integrity Reference DOCX
752.93 KB
13/07/2022 ESMA65-8-9949 FIRDS User Guide v5.1 MiFID - Secondary Markets Reference PDF
2.06 MB
11/07/2022 ESMA70-460-117 Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Innovation and Products, MiFID - Secondary Markets Reference DOCX
752.81 KB
04/07/2022 ESMA91-372-2239 4th ESMA CCP Stress Test FAQ CCP Directorate, Post Trading Reference PDF
352.51 KB
28/06/2022 ESMA02-91-3297 ESMA Final Accounts Financial Year 2021 Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
685.48 KB
15/06/2022 ESMA22-439-962 2021 Annual Report Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
10.64 MB
02/06/2022 ESMA70-155-3832 List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR MiFID - Secondary Markets Reference PDF
92.55 KB
19/05/2022 ESMA91-372-1630 Response Form- Consultation Paper on Draft Guidelines on the Summary of Resolution Plans (Article 12(7)(a) of CCPRRR) CCP Directorate Reference DOCX
621.81 KB
19/05/2022 ESMA91-372-1630 Response Form- Consultation Paper on Draft Guidelines on the CCP assessment of resolvability (Article 15(5) of CCPRRR) CCP Directorate Reference DOCX
621.74 KB
19/05/2022 ESMA91-372-1630 Response Form- Consultation Paper on Draft Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) CCP Directorate Reference DOCX
621.92 KB
19/05/2022 ESMA91-372-1630 Response Form- Consultation Paper on Draft guidelines on written arrangements and procedures for the functioning of resolution colleges CCP Directorate Reference DOCX
621.45 KB
19/04/2022 ESMA65-8-9568 FIRDS Reference Data Functional Specifications v2.10 MiFID - Secondary Markets Reference PDF
2.88 MB
19/04/2022 ESMA 65-8-9654 FIRDS Reference Data XML Schema v1.2.1 MiFID - Secondary Markets Reference ZIP
45.67 KB
31/03/2022 MoU for the United Arab Emirates Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in the United Arab Emirates and supervised by the Securities and Commodities Authority CCP Directorate Reference PDF
240.18 KB
30/03/2022 MoU USA - SEC Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Certain Clearing Agencies Established in the United States CCP Directorate Reference PDF
257.43 KB
30/03/2022 MoU USA - CFTC Supplemental Arrangement Supplemental Arrangement to 2016 Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Derivatives Clearing Organizations Established in the United States CCP Directorate Reference PDF
177.18 KB
30/03/2022 MoU Switzerland Memorandum of Understanding Related to ESMA's Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs Established in Switzerland CCP Directorate Reference PDF
270.19 KB

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