ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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07/01/2021 | ESMA71-99-1505 | CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties | CCP Directorate, Press Releases | Press Release | PDF 75.21 KB |
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15/03/2018 | 15-3-18 | ESAs weigh benefits and risks of Big Data | Innovation and Products, Press Releases | Press Release | PDF 20.5 KB |
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11/07/2011 | 2011/11/07 | The new European Supervisory Markets Authority: helping enhance the resilience of financial markets | Speeches | Speech | PDF 43.2 KB |
The new European Supervisory Markets Authority: helping enhance the resilience of financial markets - speech by Michel Barnier, EU Commissioner, at the ESMA inauguration |
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13/04/2011 | 2011/115 | Keynote address of Steven Maijoor, Chair of ESMA, to the ISDA AGM | Speeches | Speech | PDF 43.07 KB |
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16/05/2011 | 2011/142 | Keynote address of Steven Maijoor, Chair of ESMA, to the Bundestag panel discussion- 16 May 2011 | Speeches | Speech | PDF 42.3 KB |
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26/05/2011 | 2011/157 | Keynote speech by Steven Maijoor, Chair of ESMA, at the ICMA conference- 26 May 2011 | Speeches | Speech | PDF 45.34 KB |
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05/07/2011 | 2011/202 | Keynote speech of Steven Maijoor, Chair of ESMA, at the IFRS Conference | Speeches | Speech | PDF 43.41 KB |
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06/07/2011 | 2011/203 | "The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles" Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum- 6 July 2011 | Speeches | Speech | PDF 35.65 KB |
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06/07/2011 | 2011/203 | The European Fund Industry Paradigm | Fund Management, Speeches | Speech | PDF 35.65 KB |
The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum - 6 July 2011 |
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20/07/2011 | 2011/223 | Press release- ESMA consults on systems and controls for highly automated trading | Press Releases, MiFID - Secondary Markets | Press Release | PDF 57.39 KB |
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28/09/2011 | 2011/320 | Keynote speech by Verena Ross, Executive Director of ESMA, at the London AIMA Annual Conference, 22 September 2011 | Speeches | Speech | PDF 53.1 KB |
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29/09/2011 | 2011/322 | Speech- Market Transparency – Does it prevent crisis?- by Steven Maijoor, Chair of ESMA | Speeches | Speech | PDF 50.34 KB |
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04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |
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12/10/2011 | 2011/339 | Press release- ESMA Stakeholder Group elects Guillaume Prache as chair, Judith Hardt and Peter de Proft as vice-chairs | Press Releases, Securities and Markets Stakeholder Group | Press Release | PDF 29.29 KB |
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12/10/2011 | 2011/340 | Keynote Speech by Verena Ross, Executive Director of ESMA, at the City of London Brussels Annual Reception, 11 October 2011 | Speeches | Speech | PDF 40.03 KB |
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29/11/2011 | 2011/404 | Speech by Steven Maijoor, Chair of ESMA, at the EFAMA Investment Management Forum, 29 November 2011 | Speeches | Speech | PDF 70.21 KB |
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09/12/2011 | 2011/431 | Global regulators discuss OTC derivatives regulation | Press Releases, MiFID - Secondary Markets | Press Release | PDF 18.94 KB |
Leaders and senior representatives of the authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Canada, the European Union, Hong Kong, Japan, Singapore and the United Statesmet met yesterday in Paris. | |||
22/12/2011 | 2011/457 | ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities | Press Releases, MiFID - Secondary Markets | Press Release | PDF 151.9 KB |
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23/03/2011 | 2011/82 | Press release- ESMA establishes a framework for third country prospectus and applies this new framework to facilitate Israeli issuers access | Prospectus, Corporate Disclosure, Press Releases | Press Release | PDF 189.19 KB |
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24/02/2012 | 2012/128 | ESMA readies guidelines on automated trading – application deadline starts | Press Releases, MiFID - Secondary Markets | Press Release | PDF 167.16 KB |
ESMA today publishes the official translations of its final “Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities” (ESMA/2011/456), first published on 21 December 2011. High Frequency Trading (HFT) is one form of automated trading. By having translated the guidelines into all the official languages of the EU, today’s publication triggers a transitional period of two months within which national supervisors have to declare whether they intend to comply with the guidelines or otherwise explain the reasons for non-compliance which would be made public by ESMA. According to the ESMA Regulation national supervisors have to make every effort to comply with the Guidelines. |