ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
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| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
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| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.38 KB |
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| 08/04/2020 | ESMA35-43-2320 | ESMA opinion under article 43(2) MiFIR (HU_BO) | MiFID - Investor Protection | Opinion | PDF 110.81 KB |
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| 08/04/2020 | ESMA35-43-2321 | ESMA opinion under article 43(2) MiFIR (HU_CFD) | MiFID - Investor Protection | Opinion | PDF 113.32 KB |
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| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
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| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
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| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |
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| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
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| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
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| 03/02/2020 | ESMA35-43-2171 | ESMA opinion under article 43(2) MiFIR (NO_CFD) | MiFID - Investor Protection | Opinion | PDF 123.35 KB |
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| 03/02/2020 | ESMA35-43-2172 | ESMA opinion under article 43(2) MiFIR (NO_BO) | MiFID - Investor Protection | Opinion | PDF 107.2 KB |
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| 28/10/2019 | ESMA22-106-1990 | SMSG Opinion on ESMA's Report on performance and cost of retail investment products | Securities and Markets Stakeholder Group | Opinion | PDF 148.41 KB |
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| 30/09/2019 | ESMA-35-43-1982 | ESMA opinion under Article 43(2) MiFIR (CY_CFD) | MiFID - Investor Protection | Opinion | PDF 115.93 KB |
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| 27/08/2019 | ESMA-35-43-2062 | ESMA opinion under Article 43(2) MiFIR (SI_BO) | MiFID - Investor Protection | Opinion | PDF 100.66 KB |
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| 27/08/2019 | ESMA-35-43-2063 | ESMA opinion under Article 43(2) MiFIR (SI_CFD) | MiFID - Investor Protection | Opinion | PDF 100.96 KB |
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| 31/07/2019 | ESMA-35-43-2054 | ESMA opinion under Article 43(2) MiFIR (HU_CFDs) | MiFID - Investor Protection | Opinion | PDF 104.66 KB |
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| 31/07/2019 | ESMA-35-43-1995 | ESMA opinion under Article 43(2) MiFIR (PL_CFD) | MiFID - Investor Protection | Opinion | PDF 120.29 KB |
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| 31/07/2019 | ESMA-35-43-1994 | ESMA opinion under Article 43(2) MiFIR (MT_CFD) | MiFID - Investor Protection | Opinion | PDF 120.65 KB |
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| 31/07/2019 | ESMA-35-43-1986 | ESMA opinion under Article 43(2) MiFIR (DE_CFD) | MiFID - Investor Protection | Opinion | PDF 99.52 KB |