ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
28
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Brexit filter Brexit
- (-) Remove Innovation and Products filter Innovation and Products
- Credit Rating Agencies (24) Apply Credit Rating Agencies filter
- Board of Appeal (18) Apply Board of Appeal filter
- Joint Committee (12) Apply Joint Committee filter
- Management Board (12) Apply Management Board filter
- MiFID - Secondary Markets (9) Apply MiFID - Secondary Markets filter
- Short Selling (9) Apply Short Selling filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Corporate Information (8) Apply Corporate Information filter
- CESR Archive (7) Apply CESR Archive filter
- MiFID - Investor Protection (7) Apply MiFID - Investor Protection filter
- Post Trading (7) Apply Post Trading filter
- Fund Management (6) Apply Fund Management filter
- Trade Repositories (6) Apply Trade Repositories filter
- COVID-19 (5) Apply COVID-19 filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Sustainable finance (4) Apply Sustainable finance filter
- Careers (2) Apply Careers filter
- Corporate Finance (2) Apply Corporate Finance filter
- Market Abuse (2) Apply Market Abuse filter
- Prospectus (2) Apply Prospectus filter
- Securitisation (2) Apply Securitisation filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Q&A filter Q&A
- Reference (153) Apply Reference filter
- Summary of Conclusions (124) Apply Summary of Conclusions filter
- SMSG Advice (89) Apply SMSG Advice filter
- Statement (69) Apply Statement filter
- Press Release (68) Apply Press Release filter
- Opinion (43) Apply Opinion filter
- Speech (33) Apply Speech filter
- Report (32) Apply Report filter
- Letter (20) Apply Letter filter
- Consultation Paper (12) Apply Consultation Paper filter
- Final Report (12) Apply Final Report filter
- Annual Report (7) Apply Annual Report filter
- Guidelines & Recommendations (4) Apply Guidelines & Recommendations filter
- Compliance table (3) Apply Compliance table filter
- Technical Advice (3) Apply Technical Advice filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Securities and Markets Stakeholder Group X Brexit X ITMG X Market Integrity X Board of Supervisors X Innovation and Products X Q&A X Decision X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
||||
12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
||||
30/03/2021 | ESMA41-356-168 | Public Notices Moodys UK DE ES FR IT | Board of Supervisors, Credit Rating Agencies | Decision | PDF 277.29 KB |
||||
30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |
||||
30/03/2021 | ESMA41-356-114 | Decision 1-2021 Moody's UK | Board of Supervisors, Credit Rating Agencies | Decision | PDF 728.73 KB |
||||
17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
||||
17/12/2020 | ESMA70 -155-11608 | Decision renewal art. 28 SSR reporting threshold- December 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 246.27 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
17/09/2020 | ESMA70-155-11072 | ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 396.47 KB |
||||
27/08/2020 | ESMA22-106-2371 | SMSG Rules of Procedure 2020 | Securities and Markets Stakeholder Group | Decision | PDF 166.57 KB |
||||
11/06/2020 | ESMA70-155-10189 | ESMA Decision- renewal Article 28 SSR reporting threshold | COVID-19, Market Integrity, Short Selling | Decision | PDF 333.33 KB |
||||
26/03/2020 | ESMA70-155-9546 | ESMA Decision Article 28 SSR_reporting threshold | Market Integrity, Short Selling | Decision | PDF 236.57 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
16/03/2020 | ESMA70-155-9546 | ESMA decision on thresholds for reporting net short positions | COVID-19, Market Integrity, Short Selling | Decision | PDF 236.65 KB |
||||
11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
17/10/2019 | ESMA74-362-111 | Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters | Board of Supervisors | Decision | PDF 127.62 KB |