ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
28
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Transparency filter Transparency
- (-) Remove Benchmarks filter Benchmarks
- CESR Archive (110) Apply CESR Archive filter
- Guidelines and Technical standards (40) Apply Guidelines and Technical standards filter
- Credit Rating Agencies (33) Apply Credit Rating Agencies filter
- Post Trading (23) Apply Post Trading filter
- Fund Management (19) Apply Fund Management filter
- Board of Appeal (18) Apply Board of Appeal filter
- MiFID - Investor Protection (17) Apply MiFID - Investor Protection filter
- Board of Supervisors (16) Apply Board of Supervisors filter
- Joint Committee (12) Apply Joint Committee filter
- Management Board (12) Apply Management Board filter
- Short Selling (10) Apply Short Selling filter
- Market Integrity (9) Apply Market Integrity filter
- Prospectus (7) Apply Prospectus filter
- Corporate Information (6) Apply Corporate Information filter
- COVID-19 (5) Apply COVID-19 filter
- Market Abuse (5) Apply Market Abuse filter
- Trade Repositories (5) Apply Trade Repositories filter
- Supervisory convergence (3) Apply Supervisory convergence filter
- Careers (2) Apply Careers filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Securitisation (1) Apply Securitisation filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Decision filter Decision
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove CESR Document filter CESR Document
- Reference (287) Apply Reference filter
- Letter (215) Apply Letter filter
- Press Release (99) Apply Press Release filter
- Opinion (97) Apply Opinion filter
- SMSG Advice (89) Apply SMSG Advice filter
- Consultation Paper (80) Apply Consultation Paper filter
- Final Report (74) Apply Final Report filter
- Statement (74) Apply Statement filter
- Report (55) Apply Report filter
- Speech (54) Apply Speech filter
- Summary of Conclusions (41) Apply Summary of Conclusions filter
- Guidelines & Recommendations (21) Apply Guidelines & Recommendations filter
- Q&A (12) Apply Q&A filter
- Technical Standards (11) Apply Technical Standards filter
- Annual Report (5) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Securities and Markets Stakeholder Group X Corporate Disclosure X CCP Directorate X Innovation and Products X MiFID - Secondary Markets X European Single Electronic Format X Transparency X Benchmarks X Technical Advice X CESR Document X Compliance table X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
| 28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
||||
| 26/01/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 142.69 KB |
||||
| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 27/08/2020 | ESMA22-106-2371 | SMSG Rules of Procedure 2020 | Securities and Markets Stakeholder Group | Decision | PDF 166.57 KB |
||||
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
| 20/03/2020 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Decision | PDF 88.62 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 102.75 KB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 28/01/2015 | 2014/SMSG/002 | Decision- Rules of procedure of the Securities and Markets Stakeholder Group | Securities and Markets Stakeholder Group | Decision | PDF 131.88 KB |