ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
163
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Trading filter Trading
- (-) Remove CCP Directorate filter CCP Directorate
- (-) Remove Speeches filter Speeches
- Post Trading (111) Apply Post Trading filter
- CESR Archive (87) Apply CESR Archive filter
- MiFID - Secondary Markets (87) Apply MiFID - Secondary Markets filter
- Corporate Information (80) Apply Corporate Information filter
- Board of Supervisors (58) Apply Board of Supervisors filter
- Fund Management (57) Apply Fund Management filter
- Credit Rating Agencies (49) Apply Credit Rating Agencies filter
- Management Board (43) Apply Management Board filter
- Planning reporting budget (42) Apply Planning reporting budget filter
- International cooperation (40) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (37) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- MiFID - Investor Protection (33) Apply MiFID - Investor Protection filter
- Securitisation (29) Apply Securitisation filter
- European Single Electronic Format (20) Apply European Single Electronic Format filter
- Supervisory convergence (19) Apply Supervisory convergence filter
- Market Abuse (17) Apply Market Abuse filter
- Market Integrity (16) Apply Market Integrity filter
- Procurement (15) Apply Procurement filter
- Corporate Finance (14) Apply Corporate Finance filter
- Prospectus (14) Apply Prospectus filter
- Transparency (13) Apply Transparency filter
- Benchmarks (12) Apply Benchmarks filter
- Careers (12) Apply Careers filter
- Short Selling (12) Apply Short Selling filter
- IFRS Supervisory Convergence (11) Apply IFRS Supervisory Convergence filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Sustainable finance (9) Apply Sustainable finance filter
- Trade Repositories (9) Apply Trade Repositories filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- Brexit (4) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Governance (2) Apply Corporate Governance filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- COVID-19 (1) Apply COVID-19 filter
- Crowdfunding (1) Apply Crowdfunding filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Technical Standards filter Technical Standards
- Letter (192) Apply Letter filter
- Speech (150) Apply Speech filter
- SMSG Advice (77) Apply SMSG Advice filter
- Guidelines & Recommendations (74) Apply Guidelines & Recommendations filter
- Press Release (73) Apply Press Release filter
- Final Report (57) Apply Final Report filter
- Consultation Paper (49) Apply Consultation Paper filter
- Statement (48) Apply Statement filter
- Report (36) Apply Report filter
- Summary of Conclusions (36) Apply Summary of Conclusions filter
- Opinion (11) Apply Opinion filter
- Decision (10) Apply Decision filter
- Q&A (6) Apply Q&A filter
- Compliance table (5) Apply Compliance table filter
- CESR Document (4) Apply CESR Document filter
- Annual Report (1) Apply Annual Report filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Joint Committee X Securities and Markets Stakeholder Group X Speeches X Corporate Disclosure X Trading X CCP Directorate X Innovation and Products X Technical Advice X Technical Standards X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/08/2011 | JC IFC | List of identified financial conglomerates | Joint Committee | Reference | PDF 172.11 KB |
||||
| 04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |
||||
| 19/10/2011 | 2011/SMSG/3 | Summary of conclusions- meeting of the SMSG on 21 July 2011 | Securities and Markets Stakeholder Group | Reference | PDF 59.38 KB |
||||
| 01/12/2011 | 2011/SMSG/15 | Summary of conclusions- SMSG meeting on 11 October 2011 | Securities and Markets Stakeholder Group | Reference | PDF 80.45 KB |
||||
| 24/01/2012 | 2012/SMSG/1 | SMSG work programme for 2012 | Securities and Markets Stakeholder Group | Reference | PDF 58.17 KB |
This document sets out the work programme for 2012 which has been adopted by the Securities and Markets Stakeholder Group. It also sets out a preliminary work programme for 2013 which falls within the current Group’s mandate. | |||
| 01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
| 23/03/2012 | JC 2011/82 | Joint Committee of the ESAs- Work programme 2012 | Joint Committee | Reference | PDF 89.31 KB |
||||
| 23/03/2012 | JC 2011/17 | Medium term strategy for the Joint Committee | Joint Committee | Reference | PDF 152.87 KB |
||||
| 17/04/2012 | JC/2011/17 | Medium term strategy for the Joint Committee | Joint Committee | Reference | PDF 152.75 KB |
||||
| 17/04/2012 | JC/2011/82 | Joint Committee of the ESAs- Work programme 2012 Overview of deliverables | Joint Committee | Reference | PDF 89.31 KB |
||||
| 04/05/2012 | 2012/SMSG/20 | SMSG meeting on 15-16 February 2012 | Securities and Markets Stakeholder Group | Reference | PDF 131.17 KB |
||||
| 20/07/2012 | JC/2012/12 | List of identified financial conglomerates | Joint Committee | Reference | PDF 106.78 KB |
||||
| 02/08/2012 | JC/P/2012/01 | ESAs supervisory protocol on anti-money laundering of payment institutions | Joint Committee | Reference | PDF 606.88 KB |
||||
| 20/08/2012 | 2012/SMSG/31 | Summary of conclusions 26/04/12 | Securities and Markets Stakeholder Group | Reference | PDF 135.39 KB |
||||
| 24/10/2012 | JC/2012/88 | EBA, EIOPA and ESMA’s Response to the European Commission’s Call for Advice on the Fundamental Review of the Financial Conglomerates Directive | Joint Committee | Reference | PDF 590.58 KB |
||||
| 13/11/2012 | 2012/SMSG/44 | Summary of conclusions SMSG meeting 28/06/12 | Securities and Markets Stakeholder Group | Reference | PDF 198.96 KB |
||||
| 16/11/2012 | 2012/752 | Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee | Innovation and Products | Reference | PDF 141.98 KB |
To apply, please use the below Application form | |||
| 12/12/2012 | 2012/SMSG/62 | Summary of conclusions of the SMSG meeting on 12-13 September 2013 | Securities and Markets Stakeholder Group | Reference | PDF 188.21 KB |
||||
| 20/12/2012 | 2012/SMSG/53 | SMSG Annual Activity Report 2011-2012 | Securities and Markets Stakeholder Group | Reference | PDF 334.64 KB |
||||
| 20/12/2012 | 2012/SMSG/54 | SMSG 2013 Work Programme | Securities and Markets Stakeholder Group | Reference | PDF 252.8 KB |